Construction of the near-interaction approximations for the
conductivity and elastic moduli of macroscopically isotropic
composites with spherical inclusions based on the polarization
bounds of Pham (1995), in which the near-interactions between the
particles and the surrounding matrix have been estimated exactly,
while the far-interctions between the different particles are
approximated. The approximations are simplr, always satisfy HS
bounds, close to the numerical and experimental results
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available numerical or experimental reference
conductivity data for particular composites.
We use the eXtended Finite Elements Method (XFEM) to
estimate the effective conductivity of 2D macroscopically-isotropic
composites containing elliptic inclusions and the equivalent ones
with circular inclusions for comparisons with the approximations.
3. Scope
The thesis focuses on conductivity and elasticity of multi-
component materials, the Finite Element Method (FEM) and
approximation schems
4
4. Research methods
Near interaction approximations has been constructed from
the minimum energy for the macroscopic conductivity and
elasticity of the multi-component matrix composites with
spherical (circular) inclusions. Equivalent replacement of
complex-geometry inclusions by the equivalent spherical,
circular, disk and needle ones with equivalent properties
using polarization approximation, dilute solutions, and
experimental referemce results.
Numerical method: use Matlab program to homogenize some
periodic material models in the framework of FEM method
(XFEM). The results of FEM are considered as the accurate
reference results for comparisons with the approximation
ones.
5. The contributions of the thesis
Beside Introduction section, the thesis contains 3 Chapters, a
Conclusion section and a list of publications relevant to the thesis.
References cited in the thesis are listed at the end of the thesis.
CHAPTER 1. OVERVIEW
1.1. Opening
Multi-component materials have complex structures, different
individual mechanical properties. Many authors offered different
evaluation methods, including the effective medium approximations
and the variational ones. Geometric parameters have bên added to
improve the étimates. In this chapter, the author presents the concept
of hômgenization and an overview of the constructions of
approximation methods for complex multi-component materials.
The stress field ( ) x is related to the strain field ( ) x
by Hook’s law:
( ) ( ) : ( ), x C x x (1.1)
The average values of the stress and strain on V is defined as:
1 1
, .
V V
d d
V V
x x (1.2)
5
Assume homogeneous boundary conditions for displacements:
( ) . 0u x x (1.3)
Or the respective ones for the tractions
0n n (1.4)
With the solutions σ, ε on V, the relationship between the averaged
stress and strain on V is presented through the effective elastic tensor
Ceff:
: , ( , ).eff effk eff effC C T (1.5)
effk and eff are effective elastic bulk and shear moduli.
Another approach is to determine the effective elasticity coefficients
by finding the infimum of the energy function on V (the fields
need to be compatible):
0
0 0: : inf : : ,eff
V
d
C C x (1.6)
Or through the dual principle (the fields need to be equilibrated):
0
0 1 0 1: ( ) : inf : ( ) : .eff
V
d
C C x (1.7)
Similarly, the equations for the conductivity problem:
The flux J must satisfy the equilibrium condition:
· ( ) 0 J x
With the solutions J, E T on V, the thermal conductivity
coefficient (effective) ceff is determined as:
.eff effJ c E c T (1.8)
The minimum energy principles are also the main tools to find the
macroscopic conductivity:
0
0 0· inf · ,eff
V
c d
E EE E cE E x (1.9)
and:
6
1( ) · inf · ,eff
V
c d
0
0 0 1
J J
J J c J J x (1.10)
1.2. Overview of approximation methods for multi-component
materials
1.2.1. Dilute solutions
The effective conductivity ceff of the dilute solution of ellipsoidal
inclusions with axes ratio a: b: c, randomly oriented in a continuous
matrix is expressed in the form:
( ) ( , ) , 1 ,eff M I I M c I M Ic c v c c D c c v (1.11)
1 1 1
( , ) ,
3 (1 ) (1 ) (1 )
[ ]Mc I M
I M I M I M
c
D c c
c A c A c B c B c C c C
The general fomula of ( , )c I MD c c for spherical (d=3) and circular
(d=2) inclusions is:
( , ) .
( 1)
M
c I M
I M
dc
D c c
c d c
1.2.2. Maxwell Approximation
Maxwell approximation is built for 2-phase material from
the matrix + spherical inclusions with any volume ratios, not limited
by dilute distribution case (M - matrix symbol, I – inclusion symbol).
1
1
* *
* *
2
1
* *
* *
1 ,
1
2( 1)
; ,
1
2( 1)( 2)
( ) ; .
2 4
eff I M
M
I M M
eff I M
M M M
I M M M
eff I M M M
MA M M M
I M M M M M
v v
c d c
c d c dc
v v d
K K K
K d K K K d
v v d K d d
dK d
(1.12)
1.2.3. Differential Approximation - DA
we obtain the following differential equations for the effective
conductivity ceff = c(1) of the composite
7
1
1
1
( ) ( , ),
1
(0) , 0 1 , ,
n
I I c I
I
n
M I I
dc
v c c D c c
dt v t
c c t v v
(1.16a)
For elastic coefficient
1
1
1
1
( ) ( , , , ),
1
1
( ) ( , , , ),
1
(0) , (0) 0 1 , ,
n
I I K I I
I
n
I I K I I
I
n
M M I I
dK
v K K D K K
dt v t
d
v D K K
dt v t
K K t v v
(1.16b)
1.2.4. Self-consistent approximations - SA
The Self-consistent approximation method (SA) for composite
materials n components, is cSA=c solution of the following equation:
1
( ) ( , ) 0 .
n
I I c Iv c c D c c
(1.17)
SA for the moduli of elasticity are the solutions KSA=K and SA=
of a system of two equations
1
1
( ) ( , , , ) 0,
( ) ( , , , ) 0 .
n
I I K I I
n
I I M I I
v K K D K K
v D K K
(1.18)
1.2.5. Mori-Tanaka Approximation (MTA)
Mori-Tanaka type approximation (MTA), based on the assumption
that the fields in an circular inclusion are determined as if it is
embedded in the matrix with remote average strain of the matrix,
yields [Le Quang] for two-phase composites
1 1( )·{ [ · ·( )] } .MTA M I I M M M I M Iv v v
c c c c I p c c c I (1.19)
8
While for the multi-phase ones (matrix + n inclusions)
1 1
1
1 1 1
1
{ ·[ · ·( )] }
·{ [ · ·( )] } .
n
MTA M M I I M I M
n
M I M I M
v v
v v
c c c I p c c c
I I p c c c
(1.20)
MTA for the effective conductivity of d-dimentional multi-
component isotropic materials with spherical inclusions
(circular) has the following form
1
1
( ) / [ ( 1) ]
.
/ [ ( 1) ]
n
I I M M I M
MTA M n
M I M I M
v c c dc c d c
c c
v v dc c d c
(1.21)
1.3. Three-point correlation estimates of Phạm ĐC
Three-point correlation estimates of Phạm ĐC are for the effective
thermal conductivity of the multi-component materials. The bounds
have been built from the minimum energy principles.
The general expression of the upper bound for ceff is
eff
0 **(2 ) ,cc P c c (1.22)
where c0 is a positive parameter,
1
** **
*
( ) ,c
v
P c c
c c
(1.23)
2
** 0
1 , , 10
3( ) ( ) .
2
n nv
c c c A X X
c c
(1.24)
Similarly, the respective expression of the dual principle is written in
the form:
2 2 1 1
** 0 0 0
1 , , 10
3 (1 2 ) ( ) .
2
n nv
c c c c c A X X
c c
(1.25)
9
Where
1 0 0
1 0 0
1
2 2
1
2 2
n
n
v
X
c c c c
v
X
c c c c
(1.26)
We choose the value c0 to eliminate the component ** **,c c to make
the inequality stronger to get the respective bounds.
1.3. Finite element method for homogenization solution
The finite element method (FEM), is a numerical method for
solving problems of engineering and mathematical physics. Typical
problem areas of interest include structural analysis, heat
transfer, fluid flow, mass transport, and electromagnetic potential.
The analytical solution of these problems generally require the
solution to boundary value problems for partial differential
equations. The finite element method formulation of the problem
results in a system of algebraic equations. The method approximates
the unknown function over the domain. To solve the problem, it
subdivides a large system into smaller, simpler parts that are called
finite elements. The simple equations that model these finite
elements are then assembled into a larger system of equations that
models the entire problem. FEM then uses variational methods from
the calculus of variations to approximate a solution by minimizing an
associated error function.
A typical work out of the method involves dividing the
domain of the problem into a collection of subdomains, with each
subdomain represented by a set of element equations to the original
problem, followed by systematically recombining all sets of element
equations into a global system of equations for the final calculation.
The global system of equations has known solution techniques, and
can be calculated from the initial values of the original problem to
obtain a numerical answer.
10
CHƯƠNG 2. FINITE ELEMENT METHOD
2.1. Introduce
2.1.1. FEM for thermal solution
The finite element method with fine meshes is now used for
reference comparisons. Let us consider a periodic cell Ω with the
external boundary ∂Ω. The strong form of the conductivity problem
is written as:
0 ,
,
,
periodicin ,
. antiperiodicin ,
in
c in
T in
T
q x
q x x E x
E x x
x
q x n
(2.1)
The weak form associated with the above equations is given by:
.i i ic N N T d
(2.2)
Using linear form functions for triangular elements with 3 joint as:
N x, y ax by c, (2.3)
Equation in matrix form:
( ) .e e eE x B T (2.4)
The effective thermal conductivity in x1 direction can be computed
as:
1
1 1 .
eff
V
L
c q d
V T
The domain V is the periodic cell, so the effective thermal
conductivity of RVE is given by
E 1
eff eff
F Mc c
11
We solve the temperature at each node element position, and find the
effective conductivity coefficient according to the heat transfer
equation:
.
1
avg eff Tq k
X
(2.5)
2.1.2. Model of thermal solution
We consider the three-dimensional cubic periodic microstructure as
given in Fig.2.1. The finite element mesh for a periodic cell is given
in Fig. 2.2.
Fig 2.1: Mesing up for Body center cubic
Some results about thermal solution:
Fig 2.2: Thermal distribution in the model
12
2.1.2. Model for elastic solution
The displacement field according to the degrees of freedom at the
joint element qe
. .
e e
u N q (2.6)
The deformation state of the joint elements will be:
.
e e e e
u N q B q (2.7)
The equation for stress of elements:
.
e e
D (2.8)
The full potential of the element:
.e eeu U A (2.9)
1 .
2
T T
e e e ee e
e q q K q q P (2.10)
As a result, we get the equation to solve by finite element method:
1 1
0 .
e eN N
T T
e e ee e
e e
L K L q L P
q
(2.11)
Or
.K q P (2.12)
2.2. Extended – Finite Element Method (XFEM)
2.2.1. LevelSet function
The XFEM displacement approximation can be expressed by
*( ) ( ) ( ) ( ) .
e
h
i i j j
i i
u x N x u N x x a
(2.13)
One important example of such a function would be the signed
distance function:
13
( ) ( ) ,x s x x x (2.14)
Fig 2.3: LevelSet function
An example of level set function for one and four inclusions is
provided in Figure 3:
Fig 2.4 Level set function defining a circular interface
2.2.2. Using eXtend – Finite element method for thermal solution
The field equations of thermo-static problem are given by
( ) ( ) 0 in
( ) ( ) ( )
q x r x
q x C x T x
(2.15)
Above, q(x) denotes the heat flux, r(x) is a heat source term and c(x)
the conductivity tensor. The periodic boundary conditions are: q.n is
antiperiodic on , and T is periodic on . (C) is the
conductivity matrix. More precisely, C(x) = CI for anisotropic
inclusions is defined as
,TIC R C R
(2.16)
where C∗ is conductivity matrix in local coordinate system,
The weak form associated is given by finding such that
14
( ) d 0,q T d r T
By substituting the temperature field defined in (8) into the weak
form (16) we obtain the discrete system of linear ordinary equations
d ,
T
K Q d T a
where d are nodal unknowns and K and Q are the global stiffness
matrix and external flux, respectively. More precisely, the matrix K
and vector Q are defined by
( ) d , d .T TK B c x B Q N r
where B and N are the matrices of shape function derivatives and
shape functions associated with the approximation scheme (8). The
periodic boundary condition is finally introduced to (17) by mean of
multiplicator Lagrange.
2.2.2. Results of thermal solution, using XFEM
The calculation results indicate the temperature change in the
calculation model
Hình 2.5: Temperature distribution in the model
CHAPTER 3. POLARIZATION APPROXIMATION (PA)
3.1. Introdution
Consider a representative volume element (RVE) of an isotropic
n-icomponent material that occupies spherical region V of Euclidean
space. The center of the sphere is also the origin of the Cartesian
system of coordinates {x}. The RVE consists of n components
occupying regions Va V of volumes va and having conductivities
(thermal, electrical, etc.) ca(a = 1,. . .,n; the volume of V is assumed
15
to be the unity). Starting from the minimum energy principles and
using Hashin–Shtrikman polarization trial fields, one derives the
following three-point correlation bounds on the effective
conductivity ceff of the composite (Le & Pham, 1991; Pham, 1993)
1 1
0 ** 0 **(2 ) [ (2 ) ] .
eff
c cP c c c P c c
(3.1)
where
1
* *
1 *
( ) ( ) .
n
c
v
P c c
c c
(3.2)
, , ,
3
ij ij
V
v
A d
x (3.3)
where conventional summation on repeating Latin indices (but not
on the Greek indices) is assumed; Latin indices after comma
designate differentiation with respective Cartesian coordinates; the
arbitrary positive constant c0 is often referred to as the conductivity
of a comparison material; the harmonic potentials ua(x) appear in the
expressions of Hashin– Shtrikman polarization trial fields; the three-
point correlation parameters Ab ac relate the microgeometries of the
three phases Va, Vb, Vc. Simple property (polarization) functions P,
being monotonously increasing functions of their arguments and
sharing the same structure, shall take a central place in our bounds
and estimates for an easy qualitative comparisons between them. If
one takes c0 = cmax = max{c1,. . .,cn} (or c0 = cmin = min{c1,. . .,cn}),
then ** 0c (or ** 0c ) and can be neglected to strengthen the
inequalities in (1), and subsequently one obtains Hashin–Shtrikman
bounds
(2 ) (2 ) .effc max c minP c c P c (3.4)
With (3.5) in hands, one substitutes c0 = cM into (3.7) to obtain
** ** 0c c . Then, the bounds (1) converge to the unique value of
the effective conductivity of the model
(2 ) .eff c Mc P c (3.5)
16
Then taking c0 = cM, one finds that ** **
0c c
and deduces the
polarization approximation (PA) for the effective conductivity of our
n-component matrix-inclusion composite (generally in d dimensions)
expressed through a property (polarization) function P:
(( 1) ).eff PA c Mc c P d c (3.6)
3.2. Result
Using Ansys softwate mesh model for FEM, and author build a
program to calculate by Matlab, show results as graphs.
3.2.1. Two-dimensional periodic three-component composites
formed
We examine two-dimensional periodic three-component composites
formed from a continuous matrix phase and two inclusion phases,
which have isotropic effective isotropic properties. The first one is
bodycentered square periodic cell as given in the figure 1 and the
second one is body-centered hexagonal microstructure as shown in
the figure 2. The diameter of inclusions of each phases is taken such
that vI2=vI3. The effective thermal conductivity ceff is computed with
theparameters shown in the table 1. The obtained results are reported
in the figure 3.a), 3.b), 3.c), 3.d) corresponding the data in the table
1.a) 1.b), 1.c), 1.d) respectively.
Figure 3.1: body-centered square and hexagonal periodic three-
component microstructure
The thermal conductivity of inclusions and matrix:
cM c1 c2
1 10 3
17
Figure 3.2: approximations and finite element results for the
effective conductivity of the three-phase matrix mixtures.
3.2.2. Three-dimensional periodic three-component composites
formed
Figure 3.3: 3D cubic periodic three-component BCC
Figure 3.4: 3D cubic periodic three-component FCC
Example of calculation according to the data in the table
(a) cM = 1 c1 = 3 c2 = 10
(b) cM = 3 c1 = 1 c2 = 10
(c) cM = 3 c1 = 10 c2 = 1
18
(d) cM = 10 c1 = 1 c2 = 3
Figure 3.5: Grahp of results for 3D solution
3.2.1. Effective medium approximations for the elastic moduli
Building models for elastic problems according to Body-Center
Cubic
Example
(a) KM = 4 M=2 KI2 = 1 I2=0.4 KI3 = 20 I3=12
(b) KM = 4 M=2 KI2 = 20 I2=12 KI3 = 1 I3=0.4
(c) KM = 1 M=0.4 KI2 = 4 I2=2 KI3 = 20 I3=12
(d) KM = 20 M=12 KI2 = 4 I2=2 KI3 = 10 I3=0.4
19
Fig 3.6: Graph of effective elastic modulu results
CHAPTER 4. EQUIVALENT APPROXIMATION
4.1 Equivalent inclusion approach
4.1.1 Dilute solution for equivalent circle inclusions
Presume one has particles of certain shapes from a particular
component material, and the effective conductivity of a dilute
suspension of those randomly oriented particles, having conductivity
cα and volume proportion vα (α = 2,...,n) in a matrix of conductivity
c1 = cM, has the form
( ) ( , ), 1.eff M M Mc c v c c D c c v (4.1)
20
In the meantime, the dilute suspension of d-dimensional spherical
particles having conductivity c¯α and volume proportion vα in the
matrix of the same conductivity cM has the particular expression
( ) 1.
( )
,
1
eff M
M M
M
dc
c c v c c v
c d c
(4.2)
Equalizing (1) and (2), one finds
2 ( 1) ( ) ( , )
.
( ) ( , )
M M M M
M M M
dc d c c c D c c
c
dc c c D c c
(4.3)
In special case the anisotropic inclusions have the elipse shape, has
the particular expression
2( )(1 )
( , ) .
2( )( )
M M
M
M M
c c c r
D c c
c r c r c c
(4.4)
and inclusions have ellipsoid (3D) shape
1 1 1
( , ) .
3 (1 ) (1 ) (1 )
M
M
M M M
c
D c c
c A c A c B c B c C c C
(4.5)
2 2
0 0
2 2 2
2
0
ˆ ˆˆ ˆ ˆ ˆ
, ,
ˆˆ2 ( ) ( ) 2 ( ) ( )
ˆˆ ˆ
ˆ, ( ) ( )( )( ).
ˆ2 ( ) ( )
a b c a b cdt dt
A B
a t t b t t
a b c dt
C t a t b t c t
c t t
4.1.2 Materials with anisotropic inclusions
We consider the two-component 2D square-periodic suspension of
anisotropic inclusions having conductivity cI1 and cI2 in a matrix of
conductivity cM
1
1
,..., , ( 1) 2
.
2 ,..., ,
I Id M
I M
I Id M
D c c c d
c c
D c c c
(4.6)
4.1.3 Equivalent inclusion approach spherical inclusions (platelet,
fibrous)
21
Our spherical equivalent inclusion polarization approximation
(SEIPA) for the effective conductivity of the composite would have
particular expression:
1 2 .
2 3
( )eff I MSEIPA M
I M M
v v
c c
c c c
(4.7)
Our platelet equivalent inclusion polarization approximation
(PEIPA) for the effective conductivity of the composite would have
particular expression:
1 2 .
3 2
( )eff I MPEIPA I
I M I
v v
c c
c c c
(4.8)
Our fibrous equivalent inclusion polarization approximation (FEIPA)
for the effective conductivity of the composite would have particular
expression:
12 / 3 2 3 .
5 2
( )eff I M I MFEIPA
I M M I
v v c c
c
c c c c
(4.9)
4.2 Result
4.2.1 Examples in 2D
As the first numerical example, we consider some two-component
2D square periodic suspensions of elliptic inclusions having
conductivity cI in a matrix of conductivity cM (Figure. 4.1)
22
Figure 4.1: Square periodic cell with elliptic inclusions
Figure 4.2: Graphics of the effective conductivity Hashin–
Shtrikman upper (lower) bound.
(a) cM = 1, cI = 10; (b) cM = 10, cI = 1
4.2.2 Random suspension of elliptic inclusions in a continuous
matrix
The space of material can be entirely filled by spheres and fibres
distributed randomly with dimensions varying to infinitely small
such that the inclusion volume proportion can approach.
Fìgure 4.3: (a) A random elliptic inclusion configuration; equivalent
circular inclusion configuration, with the same inclusion volume
23
proportion.
4.2.3 Example in 3D
Hình 4.4: Cubic periodic suspensions of prolate and oblate spheroid
inclusions
Figure 4.5: Graphics of the effective conductivity.
4.2.4 Anisotropic inclusions
As a numerical example we consider the two-component 2D square-
periodic suspension of anisotropic inclusions having conductivity cI1
and cI2 in a matrix of conductivity cM
24
Hình 4.6: The periodic cells of disorderly anisotropic inclusions
having circular shape
(a) The square cell; (b) The hexagonal cell; (c) The random cell
Figure 4.7: The graphics of the
effective conductivity for square cell.
Hình 4.8: The graphics of the
effective conductivity for hexagonal
cell.
Hình 4.9: Graphics of the effective conductivity with random cell.
25
4.2.5 Experimental (EXP) data
Figure 4.10: Spherical equivalent inclusion polarization
approximation (SEIPA)
Figure 4.11: Platelet equivalent inclusion polarization approximation
(PEIPA)
Figure 4.12: Fibrous equivalent inclusion polarization approximation
(FEIPA)
CONCLUSION
Main conclusions of the thesis are
1) The author has studied the extended FEM method, to
overcome the difficulties of meshing with complex phase geometry
(such as random distribution ellipse) to solve the problem of shifting
26
grid system, possibly. There is no need to pay attention to the
intersection between phases with different conductivity.
2) Using Ansys software and building FEM programs with
Matlab. The author has successfully developed the computing
programs according to the eXtended Finite Element Method.
3) Construction of the near-interaction approximations for the
conductivity and elastic moduli of macroscopically isotropic
composites with spherical inclusions based on the polarization
bounds of Pham (1995), in which the near-interactions between the
particles and the surrounding matrix have been estimated exactly,
while the far-interctions between the different particles are
approximated. The approximations are simplr, always satisfy HS
bounds, close to the numerical and experimental results.
4) The thesis has constructed equivalent inclusion
approximatation. Using the available approximations (such as the
near interaction or the polarization ones), I determine the inclusion
equivalent conductivity based on a comparison between the dilute
solutions for the idealistic inclusion and real inclusion composites.
That would bring the complex problems to the equivalent simple
ones for all the ranges of inclusions’ proportions. I also extend the
approximation to materials with inclusions of spherical, platelet, and
fiber forms, using experimental reference at certain volume
proportions of the inclusions.
FURTHER DEVELOPMENTs
After this thesis, the author would like to have more time and
conditions to continue research on anisotropic materials, as well as to
solve more complex inclusion composites, close to the reality. I mant
to refine the XFEM method in applications to ensure that the results
would be reliable in case no experimental results are available.
Meanwhile, the experimental results are still needed for
comparisons, whenever they are available.
27
PUBLICATIONS OF THE AUTHOR
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