Table of content
CHAPTER 1. OVERVIEW OF PROBIOTICS 1
I.History and definition of probiotics .1
1. History of probiotics.1
2. Definition of probiotic .1
II.Microbes used as probioticS .3
III. Charateristics of probiotics 4
1. Properties of trains of probiotics .4
Lactobacillus.4
Bifidobacterium .5
Streptococcus .6
Enterococcus .7
Lactococcus lactis .7
2. Technologiacal properties .8
IV. Effects probiotics on human health .9
1. Disorders associated with the gastrointestinal tract .9
1.1. Prevention of diarrhea caused by certain pathogenic bacteria and viruses.10
1.2. Helicobacter pylori infection and complications .11
1.3. Inflammatory diseases and bowel syndromes .11
1.4. Cancer .12
1.5. Constipation .12
2. Mucosal immunity .12
3. Allergy .13
4. Cardiovascular disease .14
5. Hypocholesterolemic effect .14
6. Urogenital tract disorder.15
6.1. Bacterial vaginosis . 15
6.2. Yeast vaginitis .16
6.3. Urinary tract infections .16
7. Use of probiotics in otherwise healthy people . 16
8. Lactose intolerance .17
9. Reduction of the risk associated with mutagenicity and carcinogenicity .18
CHAPTER 2: DRYING PROBIOTICS .20
I. GENERAL MECHANISM .20
1. Introduction .20
2.1. Freeze drying .21
2.2. Spray Drying .21
2.3. Fluidized Bed Drying 23
2.4. Vacuum Drying 24
2.5. Foam formation .24
2.6. Mixed Drying Systems .25
II. CURRENT DRYING METHODS .27
1. Freeze drying 27
1.1. Mechanism and procedure: 27
Purpose 27
Mechanism .28
Procedure .28
1.2. Equipments and technological parameters .29
1.2.1. Equipments .29
1.2.2.Processing parameters .32
1.3. Factors influence freeze drying process .33
1.3.1. Depth of product in container .33
1.3.2. Vapor pressure diferential .33
1.3.3. Amount of solid in the product, their particle size and their thermal conductance .34
1.4. The influence of processing factors on quality of product .34
2.Spray drying .42
2.1. Mechanism and material changes .42
2.2.Equipment and technology parameters .45
2.3. Factors influencing the spray drying .54
2.3.1. Kind of equipment and papameters .54
2.3.2. Dry matter content in the feed .57
2.3.3. Air temperature .58
2.3.4.Other factors .59
2.4. Products .60
III. COMPARISION .60
IV. ACHIEVEMENTS IMPROVE SPRAY DRYING AND QUALITY OF PRODUCT
1. Cell physiology .61
1.1. Application of mild stress prior to dehydration .61
1.2. Growth phase .63
1.3. Growth media .63
1.3.1. Carbohydrates .63
1.3.2.Compatible solutes: polyols, NaCl, amino acids and
amino derivatives .64
1.3.3. pH .64
1.4. Genetic-modification of probiotic strains .65
2. Protective agents .66
2.1. Amorphous glass forming .66
2.2. Eutectic crystallizing salts .66
3. Rehydration .67
4. Storage and packaging .68
5. Microencapsulation .70
V. PRODUCTS CONTAINED PROBIOTICS .72
1. Forms of probiotic powder .72
VI. Storage the products contained probiotics .73
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eptically to grow media
Growing
Centrifuging
Centrifuging
Washing
media
Prepare
29
1.2. Equipments and technological parameters:
1.2.1. Equipments:
Figure 3.1: Structure of lyophilization equipment
Freeze drying
Suspending
Adding cryoprotectant
Storing
Filling in glass vials or ampoules Loading onto trays
Loading onto freeze dry chamber
Ampoules,
glass vials
Sealing
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1- Freeze dry chamber 2- Valve 3- Syphon 4- Hot water tank 5- Condenser
6- Liquid seperate tank 7- Amonium condenser 9- Compresser 10- Vacuum pump
11,12,13- Electric motors 14- Water pump 15- Filter 16- Heat exchanger
17- Vacuummeter 18- Control valve 19- Tray 20- Thermal net 21- Thermal
controler
Structure of freeze dryer:
Drying chamber:
The drying chamber of freeze dryer consist of a vacuum tight unit containing
loading door and one or more inspector wimdow. Each chamber contains aset of
shelves that has hydrolic stoppering mechanism and gas bleed system. Heat is
applied directly through electrical resistantce coilsor by circulating hot water,
silicon or glycol.
Condenser:
The condenser of freeze dryer is a vacuum tight unit separate from chamber by a
vacuum
Valve. They contain a set of cooling plate refrigerated by refrigeration
system.Condenser is supplied with hot waterdefrosting system. It was a cold trap
used to collect the moisture.
Vacuum pump :
Each freeze dryer is equipped with a two stage rotary gas ballast vacuum pump.
Vacuum pump is an essential component of the freeze dryer and is required for
evacuated emvironment around the product. Vacuum pump keeps the chamber
and condenser sufficiently free from the residual gases, water vapor stream to be
unable to flow from the drying meterial.
Refridgeration system :
The freeze dryer is provided with twin independent direct expansion, single or
multi-component refrigeration plant. The commonly used refrigerant is Freon R-
502 gas.
Control facilities :
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The freeze dryer is instrumented to control and operate th various plant
components like shelf staking mechanism. Hydraulic stoppering device and
chamber condenser valve.
Instrumentation is also available to mesure and record the various process
variables like chamber pressure, shelf temperature, product temperature , and
condenser temperature
Figure 3.2: Freeze drier
1.2.2.Processing parameters:
Growing:
Temperature : 37C
Time : until the late log phase or the early stationary phase of each strain (17
hours for L. paracasei ssp. paracasei NFBC 338 and L. rhamnosus under
anaerobic conditions)
Centrifuging :
Purpose : to havest micro-organism
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Temperature : 4C
Time : 15 minutes
Rotary velocity :9000 x g
Washing :
Purpose : to wash out fementation broth residues
Wash 3 times with distilled water
Suspend :
Purpose : to prepare feed solution for freeze drying (the suspension of micro-
organism with initial concentration from 108cfu/ml to 1011cfu/ml)
1% inoculum in MRS broth or 15% RSM (reconstituted skimmed milk; Golden
Vale, Cork,Ireland)
Often distilled water to make up to reach 20%(w/w) solid
Votex to get a homogenous suspension
Adding cryoprotectant :
Purpose : to protect cells from damage during freezing step
Figure 3.3: Filling suspension in glass vials
33
Freeze drying :
Freezing step : at –80 C for 21 hours
Freeze dried for 48 h ,P =0.08Pa ,(40 h of primary drying at -30ºC and 8 h of
secondary drying at -10ºC).
Moisture left:less than 1%
Storage:
Temperature :-18 C under vacuum, in dark place.
1.3. Factors influence freeze drying process
1.3.1. Depth of product in container:
The greater the depth of product in the container, the longer the drying process
will be
1.3.2. Vapor pressure diferential:
The actual driving force for the process is the vapor pressure diferential between
the vapor at the surface where drying of product is occuring and that at the
surface of the ice on the condenser
1.3.3. Amount of solid in the product, their particle size and their thermal
conductance :
Amount of solid in the product, their particle size and their thermal conductance
will affect the rate of drying. The more solid present, the more impedment will
be provided to the escape of the water vapor. The smaller of the ice crystal size,
the faster the drying rate is. The poor thermal conducting properties of the solid
in the product, the slower of heat transfer rate through the frozen material to the
drying boundary. Solid content must be appoximately between 5-25%, so
mannitol or gelatin are used as bulk agent
1.4. The influence of processing factors on quality of product:
The freeze drying medium, physiological state of the cells (Broadbent and Lin,
1999), freezing rate (Peter and Reichart, 2001), freeze drying parameters,
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rehydration conditions, and initial cell concentration (Costa et al., 2000) are the
different parameters that account for freeze drying tolerance. The percentage
survival has been reported to increase with increasing initial cell concentration
up to 1011 cfu/ml (Costa et al., 2000); a minimal concentration 107cfu/ml is
generally recommended (Pocard et al., 1994). Bacterial cells in the stationary
phase are more resistant, indicating that the age of the culture has a
positiveeffect (Brashears and Gilliland, 1995). It has also been reported that the
addition of Tween 80 increases the proportion of unsaturated fatty acids in the
membrane (Beal et al., 2001), which in turn leads to modification of the
membrane permeability favoring better survival.
Intrinsic Tolerance of Cultures.
Although variation in viability after drying among different lactic acid starter
cultures is explicit, no clear explanation is available. Some studies found that
viability is correlated to cell morphology, i.e., cell size and shape. Bozog lu et al.
reported that small spherical streptococci cells are more resistant to freeze
drying than long rod lactobacilli cells because of the lower surface area to
volume ratio. It has been reported that the higher the surface area of the cell, the
higher the membrane damage owing to extracellular ice crystal formation during
freezing (Fonseca, Beal, & Corrieu, 2000). Consequently, cell size has a strong
influence on survival of probiotics during freeze-drying, with small spherical
cells such as enterococci being more resistant to freezing and freeze-drying than
larger rod shaped lactobacilli (Fonseca et al., 2000). While a number of stress
proteins induced by heat or oxidative stresses are known to vary among species
or strains, the viability of different species or subspecies of Bifidobacterium sp.
also varies with their heat or oxygen tolerance. The majority of species with high
heat and moderate oxygen tolerance have relatively high viabilities (68- 102%)
compared to species with a low tolerance to heat and a variety of tolerances to
oxygen (19.4 -38%) . In a more specific instance, different strains of L. lactis
can differ in their capability to accumulate glycine betaine as a compatible
solute, which is due to some genotypical differences . This accumulation in
lactic acid bacteria affects the ability to survive drying. Since the differences in
sensitivity to dehydration seem to be an individual trait, it poses a difficulty in
adopting drying conditions from one given strain to other strains.
Table 3.1: Viabilities of different Strains of Lactic Acid Bacteria of the same
species
35
Growth Media and Growth Conditions.
Growth media
Two recent studies have shown that the growth media can have a significant
effect on the freeze dried survival of Enterococcus faecalis, Enterococcus
durans and Lactobacillus bulgaricus (Carvalho et al., 2003, 2004). These studies
also highlighted that the effects can be strain and protectant dependent.
Lactobacillus bulgaricus showed the lowest decrease in viability after freeze-
drying when grown in the presence of mannose, compared to fructose, lactose or
glucose. Survival during room temperature storage was also found to be
dependent on the drying protectant medium used. Carvalho and co-workers
(2004) showed supplementation of the drying medium with any of the four
carbohydrates tested enhanced the desiccation protection during storage. Other
36
sugar types, such as fructose and sorbitol also provided better protection than the
standard growth media carbohydrate glucose (Carvalho et al., 2004). This is
consistent with a study on the survival of Bradyrhizobium japonicum by Streeter
and co-workers (2003) who showed presence of trehalose during growth was
much more effective in protection against desiccation compared to adding
trehalose to the culture at the time of desiccation.
Adding trehalose to the growth media, enables cells to increase the amount of
trehalose within the cytoplasm, which in turn stabilizes the cytoplasmic
membrane during desiccation (Streeter, 2003). This accumulation of intracellular
trehalose or any carbohydrate is only possible however, if the microorganism
cannot use the chosen carbohydrate as a carbon source (Streeter, 2003), or if the
cell has the capacity to localize carbohydrate enzymes in vacuoles (Jules et al.,
2004). Another form of additives used in growth media are compatible solutes
such as polyols, amino acids and amino derivatives.
Micro-organisms undergoing drying are faced with an increasing osmotic stress
as the water activity decreases. One way organisms counter- act the osmotic
stress is to accumulate compatible solutes to maintain the osmotic balance
between the highly concentrated extracellular environment and the more dilute
intracellular environment. These solutes can also help to stabilize proteins and
the cell membrane during osmotic stress conditions brought on by low water
activity during drying processes. Studies on the effects of different growth
media on the viability of lactic acid starter cultures are rare. Most of
Lactobacillus sp. are grown in the De Man Rogosa and Sharpe (MRS) medium,
which is rather expensive for mass production. In a study by Linders et al.,
L.plantarum was grown in enriched MRS medium (55 g L-1 MRS medium
supplemented with1gL 1 yeast extract and 10 g L-1 glucose) and diluted MRS
medium (2.75 g L-1 MRS medium).
It is well-known that some organisms confronted with a decreasing water
activity accumulate compatible solutes such as amino acids, quaternary amines
(e.g., glycine betaine, carnitine), and sugars. This adaptation can also prepare
cells for the osmotic stress during the drying process. Lactic acid bacteria, like
most bacteria, do not synthesize compatible solutes de novo and are dependent
on the uptake of them or their precursors .It is supposed that the drying process
duration is too short for the bacteria to accumulate compatible solutes, and the
accumulation is an energy-dependent process where the energy source such as
glucose must be available. Thus, compatible solutes or their precursors should
be added to the growth medium and assimilated before drying.
The presence of compatible solutes in the medium has been shown to increase
viability of lactic acid starter cultures, especially under osmotic stress growth
37
conditions whereby compatible solute assimilation is promoted . On the other
hand, results from a study by Linders et al. show lower glucose fermentation
activities of dried L. plantarum grown under osmotic stress (1 mol L -1 NaCl)
despite having a higher accumulation of compatible solutes betaine and carnitine
compared with cells grown under standard conditions. The adverse influence of
NaCl on the residual activity is even more prominent when cells are grown in
batch mode (3% compared to 40% in chemostat mode). The influence of mode
of cell cultivation per se has less effect on residual activity of cells grown in
media without NaCl supplementation (76% in batch mode compared to 61% in
chemostat mode) , although this effect was not very pronounced. These
contradictory results, despite the same L. plantarum strain being used, are
presumably due to the effect of initial cell concentration .
Growth Conditions.
The influence of pH on viability of cells after drying is still equivocal and seems
to vary with the drying process applied. According to a study by Schweigart the
pH optima before drying of lactic acid bacteria cultures are 4.6 -4.8 for freeze
drying. In regard to alkaline solutions used to control pH during fermentation,
calcium hydroxide was reported to favor viability of L. bulgarius after freezing
and freeze drying. The mechanism of protection is not clearly known but is
supposedly that calcium may reinforce cell integrity against damage from
dehydration effects or ice crystals during freezing. There is no report about the
effect of various neutralizing agents on the viability of cells dried without a
freezing step. Stadhouders et al. state some advantages of calcium hydroxide
that growth of lactic acid bacteria is less inhibited by calcium lactate than
ammonium lactate or sodium lactate (which are the salts from neutralization of
lactic acid produced during the growth of cells), and the dried powder obtained
is less hygroscopic.
Cell Harvesting Conditions.
The optimal harvest time of cells for starter culture production depends on the
specific organism. In general, lactic acid bacteria are harvested either in the late
log phase or early stationary phase. Besides the maximal yield, cells harvested at
the stationary phase render higher viability after drying.. In a study by Corcoran
et al. ,three different growth phases of L. rhamnosus (lag, early exponential, and
stationary phase) were investigated and similar results were found. Over 50%
and 14% viability are obtained by the stationary phase and early exponential
phase cells, while lag phase cells are most susceptible with only approximately
38
2% viability. The greater tolerance of stationary phase cells to dehydration is
probably due to the depletion of nutrients. Glucose starvation is a known trigger
for stress response leading to the resistance to many stresses, e.g., osmotic and
heat stress.In the process of harvesting cells, centrifugation is considered to be
efficient for concentrating cells .
Initial cell concentration :
There are few publications on the influence of initial cell concentration on
viability after drying. Linders et al found that the initial cell density directly
correlates to the activity of normally grown L. plantarum after drying. The ratios
of the activity immediately after drying to the activity before drying ranging
from 0.1 to 0.83 are achieved using initial cell densities between 0.025 and 0.23
g of cell/ g of sample, respectively. If cells are grown under osmotic stress, the
residual activity is low (0.06) and not related to the initial cell density. Higher
initial cell concentration can provide an additional benefit.
When the method of freeze drying or lyophilization is mentioned in relation to
the preservation of micro-organisms, it is nearly always with regards to long
term storage of cell suspensions that contain greater than 108 cells ml–1
(Miyamoto-Shinohara et al., 2000; Costa et al., 2000). The reason for preserving
high cell concentrations is on the premise that the majority of cells die during
long term storage, but a sufficient number survive to enable the continuation of
the strain. Bozoglu et al. (1987) suggest that survival of 0.1% of the original cell
population is a “sufficient number” of survivors of freeze drying to allow
continuation.
Cryoprotectants :
To and Etzel (1997) demonstrated that 60-70% of cells that survived the freezing
step can live through the dehydration step. Addition of protective agents to
starter cultures is a common means to protect cells during drying and storage.
The excipients added may be simple components directly added to the cell
concentrate or complex components/polymers used as suspending medium or
carrier (such as skim milk, whey, gum acacia, gelatine). Protective agents are
numerous. The effectiveness of a given protectant seems to vary largely with
each type of culture. One of the most extensively investigated compounds is
trehalose. This may be due to the attention being drawn by a phenomenon called
anhydrobiosis, in which some organisms in nature survive long and extreme
dehydration period by accumulating a large amount of disaccharides, especially
trehalose . The protective ability is enhanced significantly by using it in concert
39
with borate ions, which cross-link the trehalose, thereby raising the glass
transition temperature (Tg) of the dry matrix . It is thought that a high Tg of
sugars correlates to their ability to stabilize lipid bilayer during dehydration .
Trehalose-borate is found to be a better protectant than a control mixture which
is currently used in industry for the stabilization of freeze-dried L. acidophilus,
but the high price of trehalose may raise questions regarding its use in starter
culture production at an industrial scale.According to the hypothesis of Crowe et
al. (87), headgroups of lipid bilayer are brought closer together when water is
removed during dehydration. The increased attraction forces the dry bilayer to
the gel phase at room temperature. During rehydration the dry lipid then
undergoes a phase transition from the gel back to liquid crystalline phase,
leading to leakage of lipid membrane. Following the hypothesis, sugar can lower
the Tm by replacing the water between lipid head groups, thus preventing phase
transition and its accompanying leakage upon rehydration.
However, the positive effect of sorbitol and maltose was not found to be due to
their ability to lower Tm or to change the moisture distribution and water
activities of the dried L. plantarum cells. Linders et al. therefore suggest that the
effective sugars, i.e., sorbitol and maltose, act through their free radical
scavenging activity.The synergistic effects may be acquired from the
combination of different protectants.
.
Rate of freezing:
It has been shown that cellular inactivation occurs mostly at the freezing step
(Tsvetkov & Brankova, 1983). Indeed, To and Etzel (1997) demonstrated that
60-70% of cells that survived the freezing step can live through the dehydration
step. During freezing, the formation of extracellular ice causes an increase in
extra-cellular osmolality, so as soon as ice forms outside of the cell in solution,
the cell begins to dehydrate. The intracellular and extra-cellular solution
concentrations will increase as temperature drops until a eutectic point is
reached. There are as such two kinds of freezing methods, i.e. slow freezing and
fast freezing. During slow freezing, the process of gradually dehydrating the cell
as ice is slowly formed outside the cell leads to extensive cellular damage, while
fast freezing can avoid solute effects and excessive cellular shrinkage (Fowler &
Toner, 2005). One of the main causes of cell viability loss is the need to freeze
the sample in order for it to be dried. The process of freezing and especially the
rate of freezing can be detrimental to the viability of a bacterial cell after drying
(Uzunova-Doneva and Donev,2000). There are two ways to freeze a sample
before drying, either within the freeze dryer chamber, through cooled shelves, or
the product can be frozen prior to loading onto the freeze dryer. Freezing within
40
the freeze dryer can enable a slow uniform ice crystal structure to form and the
freezing can be controlled to an extent that an annealing process can be used. An
annealing process is a controlled rise and fall of temperature to increase ice
crystal growth to form channels and pores to the surface for easier vapor escape
during drying. Annealing and slow freezing form ice crystal structures that
enhance the appearance of freeze dried products. In the case of freezing micro-
organisms however, the viability of the cells after drying can be more important
than the appearance of the product and so a faster rate of freezing is used. Large
ice crystal formation can cause damage to fragile cell membranes, which cannot
then repair after desiccation and thus reducing cell viability. To enable only
small ice crystals to form the faster the rate of freezing, the better. Snap freezing
cells in liquid nitrogen for example is a well known method for cryopreservation
of biological cells. However, snap freezing means the product has to be frozen
first and then loaded onto the freeze dryer. Maintaining the samples frozen
during transportation and loading can be challenging and for this reason the
simplicity of freezing the product within the freeze dryer is often preferred.
Storage
The storage conditions i.e. storage temperature, moisture content of powders,
relative humidity, powder composition, oxygen content, exposure to light and
storage materials, have significant influences on the survival of probiotics in
dried powders, and the correct storage conditions are essential to maintain viable
populations of freeze dried probiotic bacteria. Viability of probiotic bacteria
during powder storage is inversely related to storage temperature (Gardiner et
al., 2000; Mary, Moschetto, & Tailliez, 1993; Silva, Carvalho, Teixeira, &
Gibbs, 2002; Teixeira et al., 1995b). Bruno and Shah (2003) demonstrated that a
temperature maintained at -18 C was optimum for the long-term storage of
freeze-dried probiotics to maximize viability of bifidobacteria, whereas a storage
temperature of 20 C was unsuitable, resulting in significant reductions in viable
counts.
The moisture content of probiotic powders is a critical factor influencing shelf-
life stability of the live bacteria. Work conducted in our laboratory has shown
that viability of freeze-dried probiotics in skim milk is inversely related to
relative vapour pressure (RVP), with 11.4% RVP yielding highest viability
during storage at room temperature (unpublished). Zayed and Roos (2004) also
demonstrated that the amount of water remaining after drying affects not only
the viability of bacteria, as determined immedi-ately after the process, but also
the rate of loss of viability during subsequent storage. Indeed, the optimum
41
moisture content for storage of freeze-dried L. salivarius subsp. sal-ivarius was
reported to range from 2.8% to 5.6% (Zayed & Roos, 2004).
The carrier used during freeze-drying of probiotics is known to have an
influence on storage stability. Some studies have shown that the presence of
disaccharides can stabilize the cell membrane during both freezing and storage
(Carvalho et al., 2002; Conrad et al., 2000; Crowe et al., 1988).For example, it
has been proposed that sorbitol prevents membrane damage by interaction with
the membrane (Linders, de Jong, Meerdink, & Vantriet, 1997b), and stabilizes
protein functionality and structure (Yoo & Lee, 1993). Control of the phase
transition temperature in membranes of dry cells is an important factor
determining desiccation tolerance of live probiotics, in addition to control of free
radical activity (Linders et al., 1997a). It has been suggested that the decrease of
viability during storage at high temperatures and/or relative humidity for sugar-
containing products has been related to their glass transition temperature (Vega
& Roos, 2006). The reason for this is that sugars are likely to form highly
viscous glasses at room temperature when they are dehydrated, and the
improved storage of anhydrobiotes and liposomes has been associated with the
presence of a glassy state. Our data demonstrated that high viability of freeze-
dried L. rhamnosus GG powders in trehalose, lactose/trehalose and
lactose/maltose related to their high glass transition temperature (unpublished).
However, Carvalho et al. (2002) and Linders et al. (1997a) demonstrated that
sorbitol was the most effective protectant for L. plantarum and L. rhamnosus
during storage, while in contrast, the superior glass former, trehalose was not an
effective protectant. The impairment of viability during storage is related to
oxidation of membrane lipids (Teixeira, Castro, & Kirby, 1996). Unsaturated
acyl lipids such as oleic acid can not be considered as stable food constituents
during food storage, as the presence of one or more allyl groups within the fatty
acid molecule are readily oxidized to hydroperoxides. Moreover, products of
lipid peroxidation have been shown to induce D