The evaluation of the rotation curve made by P18 and L17 consists in
defining a band bracketing the major axis of the projection of the disc on the
plane of the sky (x’ axis in Figure 3.1). We choose for it a width of ±1 kpc
and a length of 2.7 arcsec (~19 kpc), divided in nine segments, each having a
length of 0.3 arcsec (~2 kpc). In each of these segments we compare the
observed and modelled velocity spectra. The modelled spectra are obtained by
de-lensing the images produced by lensing the model disc source and
convolved with the beam. Results are illustrated in the left panel of Figure
3.7. Qualitatively, the general trend is well reproduced by the model but
significant differences are observed in the central segments: the data display
larger Doppler velocities on the red side and lower Doppler velocities on the
blue side than implied by the model. Moreover, in the central segment, the
line width predicted by the model is much smaller than that observed in the
data. A natural interpretation of such an effect is disc warping causing an
effective dependence on θ of the sine of the inclination angle in Relation (9).
However, including warping in the model by writing Vz=V(R)cosθsinφ with φ
depending simply on θ and R, gives only a modest improvement of the match
between model and observations. This suggests that a more complex
dynamics than described by the simple model is at stake.
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1.19) and gas
emission ladders (Figure 1.20) are important data for the interpretation of
these observations.
Figure 1.18 From left to right and up-down: Very Large Array (VLA, radio); ALMA
(mm/submm); Plateau de Bure (PdBI, IRAM, mm); Pico Veleta (IRAM, mm); Herschel
(IR); Very large telescope (VLT, visible, NIR, NUV), Hubble Space Telescope (HST,
visible, NIR, NUV); Galex (UV); Chandra (X-ray).
1.3.3 Observing the dust [23]
Starburst galaxies are galaxies undergoing an exceptionally high rate of
star formation (SFR). The Spectral energy distribution (SED, Figure 1.19) of
Far Infrared emission (FIR) measures the heating generated by star formation
24
from the black body radiation of the dust and approximately measures the star
formation rate at all redshifts. However a small change in shape, measured by
an increase of the ratio of the 8 micron luminosity to the total FIR luminosity,
reveals the presence of a separate family of starbursts, relatively more
compact and forming more stars, believed to be triggered by mergers as
opposed to galaxies forming stars via steadier processes. Starburstiness, RSB ,
defined as the relative value of the SFR, is also a measure of the mass
doubling timescale. IR8 , relative value of the 8 micron emission is correlated
to RSB for both local and distant galaxies. For galaxies that are spatially
resolved, compactness and IR8 are correlated, high IR8 values being associated
with large compactness. Large RSB , large IR8 , compact galaxies also stand out
in the SFR vs M(stars) diagram.
Figure 1.19 SEDs observed in the local Universe for Main Sequence (left) and
Starburst (right) galaxies.
1.3.4 Observing the gas [24]
CO is the main tracer of cold gas thanks to its high moment of inertia in
spite of CO/H2~10-4. The signal increases with temperature and density.
Quasar hosts reach the higher level of excitation (high SFR, compact
emission region). The FIR luminosity increases with the CO luminosity for
local as well as distant galaxies. Hyper-SB galaxies, quasar hosts and
powerful radio galaxies show the most extreme gas properties in terms of gas
excitation, star formation efficiency and compact, although complex, gas
morphologies, suggesting compact, hyper SBs simultaneous with AGN
accretion. FWHM CO line widths show little correlation with both CO and
FIR luminosities. Only local line widths are corrected for inclination, which is
unknown for distant galaxies. When the gas and/or dust emissions can be
spatially resolved, they often display clumpy and turbulent morphologies at
the ~10 kpc scale but also, sometime, give evidence for rotating discs.
Z=0 Z=0
Polycyclic
Aromatic
Hydrocarbons
Hot dust
Cold dust
25
Figure 1.20 Excitation of rotational CO emission levels (Carilli & Walter 2013) as a
function of J for various types of galaxies (left), for various densities (centre left) and for
various temperatures (centre-right). Right: dust (FIR) luminosity vs gas (CO) luminosity
for various types of galaxies.
1.3.5 Observing the central black hole
Black hole masses are measured from the kinematics of the surrounding
ionized gas (luminosity and FWHM of Balmer HI line) or variability of X-ray
emission. They are strongly correlated to the velocity dispersion of the gas in
the host galaxy. The M-σ diagram relates the mass MBH of the black hole, MBH
~ 0.2% M(bulge), to the velocity dispersion σ. At high redshifts, the lack of
knowledge of inclination of the disc with respect to the plane of the sky is an
important factor of error on the velocity dispersion.
Figure 1.21 Up-left: X-ray variability vs SMBH mass ([24]). Down-left: SMBH mass vs
line width. Right: dependence of the SMBH mass on velocity dispersion [25].
1.3.6 Galaxy evolution
The mass fraction between molecular gas and stars in massive disc
galaxies (Figure 1.22 left) increases by an order of magnitude from z=0 to
z~2. Hence, the peak of cosmic star formation corresponds to the epoch when
26
typical star forming galaxies were dominated by cool gas, not by stars (Figure
1.22 centre). The star formation rate density (Figure 1.23) peaked ~3.5 Gyr
after the Big Bang, at z~1.9, and declined exponentially at later times with a
time scale of ~3.9 Gyr. Half of the stellar mass observed today was formed
before z=1.3. About one quarter formed before the peak and another quarter
after z=0.7. Less than 1% of today’s stars formed during the epoch of re-
ionization. The co-moving rates of star formation and central black hole
accretion show similar rise and fall, giving evidence for co-evolution of black
holes and their host galaxies. The detection of CO, [CII] and dust out to z~7
when the Universe was less than 1 Gyr old and when there had been little
time to enrich the ISM with C and O reveals the coeval formation of massive
galaxies and SMBHs in extreme starbursts at such early times.
Metallicity is strongly correlated with the dust to gas ratio for local
galaxies and decreases with redshift. Star formation between Big Bang and
z~2.5 (2.5 Gyr later) was sufficient to enrich the Universe as a whole to 1% of
solar metallicity. The rise of the mean metallicity of the Universe to ~1 ‰
solar 1 Gyr after Big Bang was accompanied by the production of fewer than
10 ionizing photons per baryon, implying ~25% escape probability from
galaxy to IGM, a high value compared to what is observed at z<~3.
Figure 1.22 Left: gas to stars mass ratio vs redshift. Centre: SFR density vs redshift.
Right: stellar mass density vs redshift. [26]
Does the SMBH grow by accreting material from the host galaxy or from
mergers? To answer this question (Figure 1.23 right) one assumes that all
SMBH grow through accretion (AGN), observes high z AGNs and deduces
their mass and mass accretion rate from their intrinsic luminosity, integrates
mass accretion rate over time for the whole population and extrapolates the
mass that the SMBH would have at z=0, compares with masses of SMBH
observed in local galaxies. A good match implies that growth is mostly though
accretion (not mergers) in luminous AGN phase (most massive built first and
in quasar phase); as time goes, growing SMBHs become increasingly
obscured. Growth is correlated with star formation in the host galaxy.
27
Figure 1.23 Left: SFR density (orange) and luminosity density (blue) vs redshift. Centre:
black hole accretion vs redshift from IR (blue) and X-ray (green) measurements. Right:
SMBH growth rate vs mass (Credit: [28]).
1.4. Radio interferometry and data reduction
1.4.1 Generalities [4]
Radio interferometry (Figure 1.24) correlates the signals of two antennas
separated by a baseline λb, with the length b of vector b measured in units of
wavelengths. It has coordinates (u,v) and the (u,v) plane is called the Fourier
plane. A pair of antennas gives a pair of points in the Fourier plane: b and –b.
Neglecting the PSF of each individual antenna, i.e. assuming a pencil beam
with no side lobes, pointing to a direction ξ (unit vector) in the sky plane, the
delay between the two signals is λb.ξ, and the time dependence of their sum
reads
exp(iωt)+exp(iω[t+λb.ξ])=exp(iωt){1+exp(2iπb.ξ)} with ωλ=2π.
It has the form of a rapidly oscillating term modulated by a signal
B{1+exp(2iπb.ξ)} where B is the signal amplitude. The complex quantity
V=Bexp(2iπb.ξ) is called the visibility. It is easily generalized to an extended
source as V(b)=∫∫B(ξ)exp(2iπb.ξ)dΩ where dΩ is the solid angle element.
The visibility is the Fourier transform of the source brightness measured
in the sky plane as ξ=(l,m), while the visibility is measured in the Fourier
plane as a function of the baseline b=(u,v). Note that V(–b)=V*(b): by
introducing an additional delay in one of the signal one can measure the real
and imaginary components of the visibility. In practice this is done online by
the correlator.
What is measured by the interferometer is therefore the visibility, which
is the Fourier transform in the Fourier (u,v) plane (baseline b) of the source
brightness B(ξ) in the sky plane. If the visibility were measured everywhere in
the Fourier plane, one would obtain the source brightness by a simple Fourier
transform. But in practice, the Fourier plane is only explored in a limited
number of points, bk, with visibility Vk=|Vk|e±iφk. The map I(ξ)=∑k 2|Vk|
28
cos(2πbkξ–φk ) is called the dirty map. The visibility measured with baseline
bi for a point source in direction ξ0 reads V(bi)~exp(2iπbi ξ0 ). The dirty map,
which in this case is called the dirty beam, is therefore B(ξ)~2∑icos{2πbi.(ξ–
ξ0)}. It is maximal at ξ=ξ0, which is fortunate, but will only look as a decent
PSF if the (u,v) coverage is good enough, covering a broad range of distances
and directions. Indeed, if the baselines were all parallel to a same direction χ,
the dirty beam would be elongated along that direction, which would be
unsatisfactory. Note that we introduce here the concepts of beam and PSF for
the interferometer as a whole, defined as the image of a point source; they
have nothing to do with the beam (usually called primary beam) or PSF of
each single dish that defines the field of view. In order to get the best possible
dirty beam, one needs to use a pattern of antennas that optimizes the (u,v)
coverage, which is normally systematically done. In order to increase the
density of measurements in the Fourier plane, one may make observations
using different antenna patterns (multi-configuration) and/or let the Earth
rotation do this for us (super-synthesis).
Figure 1.24 Schematic interference between signals received by two antennas (left)
and signal treatment (right).
In the radio interferometry jargon, one says that to “clean” the dirty map,
one needs to de-convolve the effect of the PSF. This is called “de-
convolution”. It means to produce a map that would be obtained with a well
behaved PSF, which one calls the “clean beam”. In practice there exist several
codes that allow for de-convolving the dirty map and are commonly used by
radio astronomers such as CASA or GILDAS. Once data have been acquired
by an interferometer, their reduction proceeds in two phases: calibration
transforming from raw data to visibilities, and imaging/de-convolution
transforming from dirty map to clean map. The calibration of ALMA data is
done in CASA that produces as output a data set or (u,v) table, which contains
“calibrated” visibilities. Imaging and de-convolution are done either with
GILDAS/MAPPING or with CASA using as input the calibrated (u,v)
29
visibility table and giving as main output a set of (l,m,v) spectral cubes.
Spectral cubes, or data cubes, consist of two sky coordinates, l and m, and one
frequency, v, (that can be used to calculate a Doppler shift and, therefore, a
velocity) at which the brightness is measured.
1.4.2 Reducing the ALMA data of the CO emission of RX J1131
We use ALMA observations, project number 2013.1.01207.S (PI:
Paraficz Danuta), collected on July 19th 2015 using the standard 12-m array.
The number of antennas was 37, the shortest and longest baselines were 27.5
m and 1.6 km respectively, which gives an angular resolution of 0.3 arcsec
and a maximum recoverable scale of 16 arcsec. The antenna configuration
and (u,v)-coverage are shown in Figure 1.25.
Observations were carried out in Band 4 in two execution blocks, the
total integration time spent on source was 75 minutes. The available
bandwidth was divided into four spectral windows: three for the continuum,
128 channels and 2 GHz bandwidth each, centred on 137.2, 149.1 and 151.0
GHz. The fourth spectral window was centred on the red-shifted CO(2–1) line
(νrest=230.538 GHz): 480 channels, 3.9 MHz channel width; together they add
up to 1.875 GHz total bandwidth.
Precipitable water vapour varied between 1.0 and 1.4 mm, which implies
good observation conditions for this frequency band. The phase calibrator
quasar J1130-1449 was ~ 2.5o away from the target and was typically
observed every 7 minutes. Quasar J1058+0133 was used for bandpass
calibration while Titan and Ganymede were used for flux calibration.
Figure 1.25 Left: antenna configuration. Right: (u,v)-coverage.
The data were reduced (calibration and imaging) using the Common
Astronomy Software Application package (CASA; [30]). The procedure is
described in the scripts available on the ALMA Science Archive
( Imaging was performed using standard
30
CLEAN method, with Brigg weighting (robust=0.5) applied to the calibrated
visibilities. Continuum emission was presented in subsection 1.2.3.1 and is
illustrated in Figure 1.26. It is seen to closely match the HST optical images
with the exception of image D which is not detected; emission from the lens
galaxy is observed at the same location as in the visible.
Figure 1.26 Left: continuum brightness distribution inside the region (x2+y2)1/2< 3 arcsec
from the lens galaxy. The Gaussian fit corresponds to a noise σ of 12.8 μJy beam-1. Right:
continuum map, contours step of 5σ, starting at 3σ, beam size 0.34×0.27 arcsec2 shown in
the lower left corner. Red crosses indicate positions of the HST quasar images and of the
lens galaxy.
For the CO(2-1) line emission, we first used the data reduced by ALMA
staff but we realized that they used too short a frequency interval to define the
continuum subtraction and we redid the imaging with proper continuum
subtraction. The beam size is 380×290 mas2 with position angle PA=66o and
the noise rms level is 0.382 mJy beam–1 per channel. Note that the beam size
obtained by P18 is larger, 440×360 mas2, because they use natural rather than
robust weighting; on the other hand, their noise level is accordingly smaller.
We do not claim that our choice of robust weighting is better than the choice
of natural weighting adopted by P18; our aim is instead to understand the
effect of a different data reduction on the results obtained. The data are
presented in the form of a cube of 640×640 pixels, each 70×70 mas2, covering
a square of ±22.4 arcsec centred on the continuum emission of the lens
galaxy, G, and of 121 Doppler velocity bins, 8.417 km/s each, covering an
interval of ±509 km s–1. The rest frequency of the CO(2-1) line emission is
230’538.000 MHz, giving an observed frequency of 139’373.678 MHz for a
redshift z=0.6541. The first frequency bin of the data cube is centred on
139’137.963 MHz with channel spacing of 3.907 MHz each, meaning channel
61 for the CO(2-1) line emission: we take its centre as origin of velocity. We
originally use coordinates centred on G with the y axis pointing north and the
31
x axis pointing west, position angles being measured on the sky plane
counter-clockwise from west. The projected distance from the origin is
(x2+y2)1/2.
However (see Section 2.2) we shall also use coordinates centred at the best-fit
lens centre, 60 mas south and 50 mas east of G, with the y axis pointing 16o
east of north and the x axis pointing 16o north of west.
Figure 1.27 displays the map of the intensity integrated between –340 and
333 km s–1, the mean velocity map and the Doppler velocity spectrum
integrated over a circle of 3 arcsec radius. Also shown in the figure are the
maps of the reconstructed source brightness obtained by P18 compared with
that of RX J0911 obtained by [3]. A major difference between RX J1131 and
RX J0911, much farther away from us, is that the millimetre emission of the
former covers the whole caustic while that of the latter covers only the cusp
region. A consequence is the importance of the Einstein ring configuration
observed in RX J1131, absent from RX J0911. Details of the morpho-
kinematics of the CO(2-1) emission are presented in Section 2.
Figure 1.27 Upper panels: map of the velocity integrated intensity showing the location of
the HST optical images (left, units are Jy beam–1), map of the mean Doppler velocity
(centre, units are km s–1) and Doppler velocity spectrum (right). Lower panels: Brightness
distribution (left) and maps of the reconstructed source brightness obtained by P18 for RX
J1131 (centre) and by [3] for RX J0911 (right); the caustic is shown in the two latter
panels.
32
SECTION 2. METHODS
2.1 Gravitational lensing of RX J1131
2.1.1 Generalities [4]
A direct consequence of special relativity is that any sensible theory of
gravitation must predict that light bends in a gravity field. As a result, light, or
generally any electromagnetic radiation, emitted by a distant object and
travelling near a very massive object in the foreground will appear to come
from a point away from the real source and produce effects of mirage and of
light concentration generally referred to as gravitational lensing. As early as
1937, Fritz Zwicky had noted that the effect could allow galaxy clusters to act
as gravitational lenses but it was not until 1979 that this effect was confirmed
by observation of the so-called “Twin QSO” ([31]). In 1986, [31] and [32]
independently discovered the first giant luminous arcs gravitationally lensed
by galaxy clusters.
Gravitational lenses act equally on all kinds of electromagnetic radiation
and lensing has been observed over the whole electro-magnetic spectrum,
from radio to X-ray frequencies. Gravitational lensing can be used to study
the background source or the foreground lens. One commonly distinguishes
between three types of gravitational lensing: microlensing, weak lensing and
strong lensing. Microlensing refers to the case of a source passing behind the
lens (or a lens passing in front of the source), producing an amplification of
its emission at alignment; it has been used to search for Brown Dwarfs,
Machos (Massive Astrophysical Compact Halo Objects) and Wimps (Weakly
Interacting Massive Particles). It is of some relevance to the case of RX J1131
when stars of the halo of the lens galaxy pass in front of the quasar. Weak
lensing corresponds to an extended lens in the foreground, typically a cluster
of galaxies and its dark matter content, lensing a number of galaxies in the
background; the image of each galaxy is then slightly elongated in a direction
perpendicular to the line joining it to the centre of the lensing region and can
only be detected on a statistical basis when considering a large number of
imaged galaxies.
One speaks of strong lensing, as is the case in the present work, when the
images can easily be identified as being produced by a same lens and source,
in a simple enough configuration (e.g., [33], [34], [35]). The lens may be a
star, a galaxy or a cluster of galaxies. The bending is usually small: a galaxy
with a mass of 1011 solar masses will typically produce multiple images
separated by only a few arc seconds (e.g., [35], [36], [37]).
Strong gravitational lensing has become a textbook topic. In particular,
several authors, such as [38] or Saha & Williams (2003), have summarized
the main properties in simple terms, underlining the most general qualitative
33
features. While the case of complex lens configurations has been extensively
studied (see for example [39]), in particular with the aim of evaluating the
mass distribution of baryonic and dark matter in cluster lenses, studies of
strongly lensed extended sources are less common. The clearest cases of
strong lensing, which are naturally the most studied, are often associated with
sources located near the inner caustic of the lens, making the problem highly
non linear: when crossing the caustic outward, magnifications become infinite
and one switches from a four-image to a two-image configuration. Several
authors, such as [38] [40], [41], [42] or [43] have analysed the consequences
in the case of extended sources and described their effects in some detail.
The most spectacular manifestation of strong lensing is the formation of
an Einstein ring, which occurs when source, lens and observer are aligned.
The angular size of an Einstein ring is given by the Einstein radius, (see, e.g,
[44]) θ=(4GM dLS /[dLdS])1⁄2/c where G is the gravitational constant, M the
mass of the lens, dL is the observer-lens distance, dS is the observer-source
distance and dLS is the lens-source distance. When axial symmetry is broken,
the ring splits in multiple images scattered around the lens. The number and
shape of these depend upon the relative positions of the source, lens, and
observer, and the shape of the gravitational well of the lensing object (Saha &
Williams 2003). There is a relative time delay between different images,
corresponding to different light paths.
The morphology of multiple images depends on the position of the source
with respect to the lens caustic, a curve on which light amplification becomes
singular. When crossing the caustic away from the central lens the number of
images changes abruptly from 4 to 2 and magnifications change sign,
meaning that the images switch from right-handed to left-handed or
conversely. The correspondent of the caustic in the image plane is the critical
curve, which separates left-handed from right-handed images.
2.1.2 Lens equation: point source [47]
Fermat principle states that images form where the gradient of the time
delay, τ, cancels. In the approximation of small deflections, which always
applies in practice, the time delay can be written as the sum of a geometrical
delay and of the gravitational delay proper: τ = τ0[½(i−s)2−ψ]. Here, i and s
are the image and source vectors in sky coordinates (in a plane normal to the
line of sight), τ0 is a constant time scale and ψ is an effective potential that
describes the deflection induced by the lens as a function of the sky
coordinates of the image. The effective potential ψ is proportional to the
integral of the gravity potential along the line of sight between source and
observer. A convenient form, used by many authors, includes an elliptical lens
34
and an external shear, with the axes of the ellipse being taken as coordinate
axes without loss of generality:
ψ=r0r(1+εcos2φ)½+½γ0r2cos2(φ−φ0) , (1)
where (r,φ) are the polar coordinates of the image. The lens term, of
strength r0 and aspect ratio [(1+ε)/(1−ε)]½, decreases as 1/r outside the core
region. The shear term has a strength γ0 and makes an angle φ0 with the major
axis of the lens ellipse. Writing that the gradient of Relation 1 cancels, and
calling (rs,φs) the polar coordinates of the source, one obtains the lens
equation:
rseiφs=reiφ(1−r−1∂ψ/∂r−ir−2∂ψ/∂φ) . (2)
There may typically be two or four images depending on the position of
the source with respect to the inner caustic of the lens. If the potential is
isotropic, the lens equation reduces to rseiφs=eiφ(r−∂ψ/∂r), which has two
obvious solutions, one at φ+=φs and the other at φ−=φs+π with r+=∂ψ/∂r+rs and
r−=∂ψ/∂r−rs respectively. For rs=0, the alignment is perfect and one obtains an
Einstein ring having r=∂ψ/∂r.
2.1.3 Lens equation: extended source [47]
To the extent that the source is small and not too close to the lens inner
caustic, the image of an extended source is simply obtained by differentiating
the lens equation, rseiφs=Dreiφ, where D=Dr+iDi and
Dr=1−r−1∂ψ/∂r, Di=−r−2∂ψ/∂φ. In this way, we obtain the relation between
a point (rs+drs, φs+dφs) on the source and its image (r+dr, φ+dφ):
(drs+irsdφs)eiφs=D(dr+irdφ)eiφ+(∂D/∂r dr+∂D/∂φ dφ)reiφ. (3)
In practice, one does not directly observe the source, but only its images.
It is therefore convenient to replace, in the left-hand side of the above
relation, the source dependent term rseiφs by its expression in terms of the
image coordinates:
D(drs/rs+idφs)=(D+r∂D/∂r) dr/r+(iD+ ∂D/∂φ)dφ. (4)
Relation 3 gives the coordinates of an image point as a function of those
of the corresponding source point. Indeed, drs and rsdφs are Cartesian
coordinates having their origin at the centre of the source and the axis of
abscissas radially outwards; similarly, dr and rdφ are Cartesian coordinates
having their origin at the centre of the image and the axis of abscissas radially
outwards (Figure 2.1). For Relation 3 to apply, drs and rsdφs must be small
enough for the corresponding source points to stay away from the lens inner
caustic. In practical cases, with the centre of the source located near the
caustic, this will often not be the case if the source extension is such that it
overlaps the caustic. The linear approximation of Relation 3 needs therefore
to be used with care. Yet, it usefully serves several purposes, such as
providing explicit expressions for the magnifications which may be calculated
35
using arbitrarily small values of drs and rsdφs or for giving a qualitative
illustration of the main features in simple terms as is done below. With
Relation 3 being linear, it is straightforward to express (dr/r, dφ)
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