CHAPTER 1: GENERAL THEORY ON DECENTRALISATION. DECENTRALISATION
OF MANAGEMENT, AND INTERNATIONAL PRACTICES 5
1.1 ''Decentralisation" and "decentralization of management" 5
1.2 International practices 7
1.3 Theory of management decentralization in Vietnam 9
CHAPTER 2: THE REALITY OF MANAGEMENT DECENTRALISATION IN
COMMUNICATION AND TRANSPORTATION IN VIETNAM AND THUA THIEN -
HUE 14
2.1 Reality of management decentralization in communication and transportation
in
Vietnam 14
2.1.1 Legal documents 14
2.1.2 Practice 14
2.2 Practice of management decentralization for road infrastructure in Thira Thien - Hue 16
2.2.1 General situation of road communication in Thua Thien - Hue 16
2.2.2 Practice of management decentralization for road infrastructure in
Thira Thien - Hue 16
a. Information collected from interviews 1 7
b. Analysis of some decentralized projects 20
CHAPTER 3: CONCLUSION AND PROPOSAL OF A SET OF CRITERIA 25
3.1 Proposal of a set of criteria 25
3.1.1 Basis 25
3.1.2 Contents 29
3.2 Conclusions and Directions of further study 32
References -^"^
Appendixes -^"
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rstanding and can clear
construction sites faster: reduce trav el tees and times
in waiting of reporting and accounting of any issue to
the central authority; close to local people's benefits
DiiTiculties: Lack of high-ranking experts for
technically complicated projects; the province need
bener technical and managerial qualifications to
manage decentralized projects; slow budget allocation
that makes contractors passive in their production
plans
Most respondents supported further decentralization.
Most respondents supported a set of criteria; criteria
can be nature of capital sources; size of construction;
existing forces of the province; nature of technology in
use; and because of adsantages mentioned above.
Other
comments
41
I l l / C o n t r a c t o r s :
TT In te rv iew
content
So sanh khi thirc
hien d i / an do
f rung uang va dia
phuong lam chu
dau tu ve: Thu tuc.
giai ngan, thai gian
giai quyet cac thu
tuc phat sinh...
G e n e r a l ideas of answers
Support further
decentralisation?
Why? Why nol'.^
Hau het cac y kien cho rang ace dir an do cac dia
phuong lam chu dau tu duoc giai quyet cac thii
tuc nhanh hon. cac cong viec phat sinh duoc giai
quyet k ip thai do do tien do thi cong nhanh va
viec thanh loan gap nhicu thuan la i . nhanh gon.
dac biet cong tac giai phong mat bang nhanh; cac
dir an do f rung uang lam chu dau tu thutrng cac
thu tuc. viec giai quyet phat sinh trong thi cong
ihuang cham han.
Other
comments
Mot so y kien
cho r^ng Tmng
uang giai ngan
nhanh hem; dja
phuong ihuang
thieu von
I lau het cac y kien deu khSng dinh ung hp tiep tyc
day manh phan cap cho dja phuong. Do Dja
phiumg hieu rd ve tinh hinh giao thong more than
dja ban, c6 the giai quyet nhanh chong cac birc
xuc ve giao thong mot ach nhanh chong; Dja
phuiTng de huy dpng cac nguon lye ciia mpi tang
lop nhan dan. to chirc tai cho cung gop phan xay
dirng. bao ve he thong giao thong more than dia
ban; Tang cucrng tinh chu dong cho Dja phuong;
va cac thuan loi da neu more than
Need o f a set o f
criteria for the
decentralisation? I f
yes, what criteria?
Hau het cac y kien deu cho rang can c6 bo tieu chi
lam CO so phan cap, cac can cir c6 the la: Quv mo,
cap cua du an; nang lire quan ly, dieu hanh du an
cua dja phuang; l ieu chi ve quy hoach; tieu chi ve
quan ly chat lucjng; tieu chi ve tac dong m6i
t ruong; tieu chi ve giai phong mat bang; ve nguon
von dau tu ; ve tinh chat an ninh quoc phong.
Kha nang huy
dong von cua
dia phuang
42
IV/ District-level interviewees:
TT
1
2
3
4
Inter\iew content
Comments on
implementation of
centrally-run and
provincially-run
projects, in terms of
progress, quality, price,
etc.
Advantages and
difficulties in
coordinating with
centrally-managed and
provincially-managed
projects
Support further
decentralisation? Why?
Why not?
Need of a set of criteria
lor the
decentralisation? If
yes, what criteria?
General ideas of answers
Slow disbursement of capital for provincially-
run projects slows down progress; constmction
quality is more easily controlled because the
province is closer to practice; construction
prices arc closer to practice.
The central authority often coordinates with the
province only in site-clearing; best coordination
results from the province as investor, especially
in additions to lit practice to benefit the
province and constructions
Most respondents supported further
decentralization, because the province has better
understanding of typology, meteorologv; can
control progress, quality, and price of
constructions; beneficiaries* participation in
superv ision of constructions.
Most believed that the set is necessarv; criteria
can be constructional types, grades, and
requirements of national defence and security.
Other
comments
43
Appendix III/ EXPLANATION OF THE SET OF CRITERIA
CONSTRUCTIONAL GRADE
Type of construction
Road
Bridge
a) Highways
b) Automobile/
urban roads
c) Rural roads
a) Bridges
b) Railway
bridges
Special
grade
Highway
with traffic
circulation
of more than
30.000
vehicles per
24 hours or
speed of
more than
lOOkm/h
Span >200m
Grade I
Highway with
traffic
circulation of
10,000-30.000
vehicles per 24
hours or speed
of more than
80km/h
Span of 100-
200m or use of
new
technology or
special
architecture
Grade II Grade III Grade IV
Traffic
circulation
of 3.000-
10.000
vehicles
per 24
hours or
speed of >
60knVh
Span of
50-100m
Traffic
circulation
of 300-
3,000
vehicles
per 24
hours or
rural roads
Tv pe A
Span of
25 - 50m
Traffic
circulation
of less than
300
vehicles
per 24
hours or
rural roads
TvpeB
Span of
<25m
CONSTRUCTION CROUP
1
I
-)
3
II
1
Group A
Constructions of national defence and securitv. national
secret, important socio-political meanings.
Constructions of transportation infrastructure (bridges,
sea ports, river ports, railway, national roads).
Other constructions (different from point I - 2)
Group B
Constructions of transportation infrastructure (bridges.
sea ports, river ports, railway, national roads).
Regardless of capital |
level
More than 1.500 billion
VND
More than 1.000 billion
VND
75-1,500 billion VND
44
2
I I I
1
2
Other constructions (different from point 11-1)
Group C
Constructions of transportation infrastructure (bridges,
sea ports, river ports, railway, national roads).
Cac dij* an dau tu xay dirng cong trinh giao thong (khac
a diem III - 1)
50-1,000 billion VND
Less than 75 billion
VND
Less than 50 billion
VND
COMPETENCE RANKS
Article 43 - Decree 12/2009/ND-CP. The required competence of the consulting
director of project management
1. The competence has two ranks in line with types of project. He must be hold a
university-degree in the field of the project, have technical certificate of project management,
and meet the following corrresponding conditions:
a) Rank 1:
Having worked continuously in design and execution of construction for a minimum of
seven years, having worked as director or vice director of a project of Type A or two projects
of Type B, or having worked as chief commander of constructions rank 1 or chief designer of
constructions rank I;
b) Rank 2 :
Having worked continuously in design and execution of construction for a minimum of
five years, having worked as director or v ice director of a project of Type B or two projects of
Type C, or having worked as chief commander of constructions rank 2 or chief designer of
constructions rank 2;
45
c) In innermost or remote areas, a director who holds a middle-ranking or junior-college
degree in construction of the same field, having established or executed cosniructions for a
minimum of five years, can hold the title of Director of project rank 2.
2. I f the investor establishes the Project Maangement Unit, the PMU Director must hold
a university degree in a proper field, a project management certificate, and a technical
experience of at least three years. For a project of Group C in remote and innermost areas, the
PMU Director must hold a middle-ranking or junior-college degree in a proper field and a
technical experience of at least three years. The investor can appoint one of his men or hire
someone who can meet those conditions as PMU Director.
3. Scope of work:
a) Rank I: management of important national projects, projects of Groups A, B, C:
b) Rank 2: management of projects of Groups B, C;
c) Unranked individuals may manage onlv econo-technical reports of a construction: one
who has managed five such reports may manage a project of Group C of the same t\pe.
Art icle 44 - Decree 12/2009/ND-CP. Conditions of competence of consulting
organisations for project management
1. Ilie organisational competence is div idcxi as follows:
a) Rank 1:
- Having a PMU Director Rank 1 suitable for the project;
- Having at least 30 architects, engineers, econmic engineers suitable with the
requirements of the project, including at lea^t three economic engineers;
- Having managed at least 1 project of (;roup A or 2 of Group B of the same t> JK.
46
b) Rank 2:
- Having a PMU Director Rank I or 2 suitable for the project;;
- Having at least 20 architects, engineers, econmic engineers suitable with the
requirements of the project, including at least two economic engineers:
- Having managed at least I project of Group B or 2 of Group C of the same type.
2. Scope of work:
a) Rank I: management of important national projects, projects of Groups A, B, C;
b) Rank 2: management of projects of Groups B, C;
c) Unranked organisations may manage econo-lechnical reports of a construction.
3. Unranked organisations that have managed five econo-technical reports may manage a
project of (iroup C.
47
UPPSALA
UNIVERSITET
DAI HOC UPPSALA, THUY DIEN
T R U ^ 6 N G DAI HOC KINH Tt , DHQGHN ^
^U^J. t > * ^ ^ i
LUAN VAN THAC SY
TANG CU6>NG PHAN CAP QUAN LY
N H A M P H A T T R I E N CO SO HA TANG GIAO
THONG TAI TINH THUA THIEN HUE
Tdc gid.
Gidng vien:
Lop:
Vu Cao Dam
Le Anh Tuan
Nguyen Ngoc Duong
Dr. Nguven Khac Hung
Dr. Sv en Jungerhem
MPPM Intake 2," U-Group
Ho i\oi\ thdns 9 nam 201±
Nhom 11: Vu Cao Dam - Le Anh Tu4n - Nguyen Ngoc Duong
De tai luan van thac si: Tang cuong phan cap quan ly nhkm phat trien ca so ha ting
giao thong duong bo a Thua Thien Hue.
Giao vien hu-ong dan: TS. Nguyen Kh4c Hiing; Giao su Sven Jungerhem.
Ngay hoan thanh luan van: 01/9/20n.
1/Aim/ Muc dich:
H? thong giao thong duong bg co vai tro h^t sijc quan trpng d6i voi bat ky quoc gia
nao, no dugc vi nhu huyet manh trong ca the ciia moi chiing ta. Viec dku tu xay dung chiing
can mot lugng tien rat Icm, ma a Viet Nam chu yeu tiSn tu ngan sach. trong do ngan sach
Trung uomg (bao gom ngan sach Nha nuac. Trai phieu Chinh phu va ngu6n von vay ciia
Chinh phij thong qua cac hiep dinh vay v6n ky ket vai cac quoc gia khac hoac cac dinh che tai
chinh quoc te) Ian han ngan sach dia phuang. Trong nhung nam qua nhieu du an da ducTc dau
tu tu nguon ngan sach Trung ucmg. mot so du an khong phan cap quan ly. mot so du an dang
thuc hien lai phan cap quan ly, va nhung du an khac lai duac phan cap ngay tu ban dau. Tinh
hinh nay da dien ra tren toan quoc, trong do c6 nhijng du an da dugc trien khai tren dia ban
tinh Thua Thien Hue. Mat du viec phan cap quan da tra thanh xu the doi vai cac nuac trong
khu vuc va tren the giai da cho thay nhung hieu qua nhat dinh. Ngay a Viet Nam, Chinh Phu
cung da day manh phan cap trong moi mat ke tu nam 1986 den nay, va ITnh vue quan ly von
ngan sach Trung U(Tng dau tu xay dung giao thong ducmg bo (goi tac la phan cap cau ducmg)
cung nSm trong tien trinh do. Tuy nhien, den nay van chua c6 mot quy dinh cu the nao mang
tinh phap ly cho viec phan cap trong ITnh v uc nay. Day chinh la diem ma trong quan ly.
khong nhung lam giam hieu qua quan ly ciia chinh phii ma con ca hoi nay sinh cac van de lieu
cue nhu Igi ich nhom. tham nhung...Dit}u nay lam han che den su phat trien ca so ha tang giao
thong duong bo ciia Viet Nam noi chung, cua Thua Thien Hue noi rieng.
Muc dich cu th^ mang tinh cdp cap thi^t cua Luan van la lam the nao de gop phan v ao
viec tang cuong phan cdp quan ly nhim phat trien ca sa ha tang giao thong duong bo tai tinh
Ihira Thien - Hud. Nhiem vu va cau hoi nghien ciru cua luan van la tim ra mot "phuong thirc"
d<} phan cap nhiem vu chu dau tu de quan ly v6n dau tu cho xay dung cau duong a Thira
Thien Hue c6 hieu qua han. D6ng thai qua do viec giao chu dau tu dugc minh bach, gop phan
han che tieu cue da noi tren.
2/ Method/ Phu^ong phap:
Tir kCt qua nghiCMi ciru nhimg ly thuyCt lien quan. cac vSn ban quy pham phap luat hien
hanh, cac tham luan hoi thao qudc \^ kcM hcrp vai viec phong vdn. Idy y kiCm. quan diem cua
cac hen lien quan va khao sat cac du an da thuc hien, tien hanh moja d6i tucmg nghien ctru xh
critical analyse de dua ra ket luan, giai phap.
ZI Theory (Ly thuyet)
Nhom tac gia da tim ki^m dugc mot s6 khai niem. quan di6m xh phan cSp tren thd giai.
Ngoai ra, da nghien cihi din viec d6i moi, phan cSp cua mot s6 nuac phat tridn co mot s6 dac
diam kha g4n vai Viet Nam xh dien tich, each thiic phan chia c^p chinh q u y k nhu Han Qu6c,
Nhat Ban, Thai Lan va ca Thuy Didn-mot dAt nuac co nhilu uu dilm n6i troi, dl nghien cixu,
hoc hoi. Nhung noi dung lien quan do da dugc giai thieu qua cac bu6i hoi thao qu6c ik. hoac
bao cao tong ket cua ca quan co thSm quydn nuac so tai.
Phuang phap nay cho phep co cai nhin t6ng quan xh dk tai nghien ciru, tim ra xu thi
van dong, nhCrng dong gop cung nhu mot s6 t6n tai nham cung c6 nilm tin xc su thanh cong
khi thuc hien, dong thai tranh dugc nhimg dilm ydu cua no.
2.2 Interview
Phong van cac lanh lao co lien quan nhu dai dien phia Trung ucmg la Bo giao thong van
tai, dai dien phia dia phuang la Sa giao thong van tai, Huyen va dai dien dan v i trung gian la
cac Nha thau.
Qua phong van nhieu van de lien quan dugc hoi true tiep, nhieu van de thuc lien cung
nhu nhijng nhan thirc, quan diem dugc neu ro ma cac kenh thong tin khac khong the co dugc.
2.3 Khao sat I so du an da duoc phan cap tai TT-IIue
Khao sat mot so du an sir dung nguon von ngan sach Trung uong da triln khai tai tinh
Thira Thien Hue, xem xet tinh hinh thuc hien, phan tich, so sach d6i chi6u vai nhung quv dinh
cung nhu nhung quan diem tir cac ben lien quan de riit ra nhCrng kien nghi. di xudt nghien
cihi.
Phuang phap nay cho phep nhin nhan sir viec mot each cu the. thuc te va khach quan
nhat.
2.4 Legal document ( I an ban quy phgni phap luat ciia 7^V )^
Tim hieu nhirng noi dung xoay quanh cau hoi nghien euu dugc the hien qua cac van ban
phap ly cua Viet Nam nhu the nao nhu cac luat, cac nghi dinh hucVng dan luat cua Chinh phu
va eac van ban lien quan khac. Qua do tim kiem. phan tich va de xuat mot "phuang thuc" de
phan cap nhiem vu chii dau tir de quan ly v on dau tu cho xay dung cau ducmg co hieu qua.
Phmmg phap nay cho phep tim ra khoang trong phap ly ve van de dang nghien ciru. tir
do dc' xuat bo sung, lam ca sa ban hanh van ban phap luat de ket qua nghien cim di vao thuc
te CO hieu qua.
3/ Result & Conclusions/ Ket qua \ a ket luan:
Mdu chot cua vdn d l da dugc ma ra, do la can thilt phai co "Bo tieu chi" lam ca sa cho
vi^ c^ phan cdp cAu ducmg dugc ro rang, mach lac, khcmg lung tung, khong dua vao cam tinh
ciia ngucVi ra quyet djnh, dac biet la khong Igi dung d l dan din tham nhung, kn ich nhom...Bo
tieu chi gom hai phan: phan cho cong trinh cdu. ph4n cho cong trinh duong, sau day la trich
dan mot phan Bo tieu chi:
BANG TIEU CHI
PHAN CAP CHU DAU Jlf XAY DITNG CONG TRINH GIAO THONG DUONG BO
CONG TRINH DU^ONG
TEN TIEU CHI NOI DUNG TIEU CHI DIEU KIEN PHAN CAP GHI CHU
Tinh chat cong
trinh
Cac du an thuoc ITnh virc bao
ve an ninh. quoc phong co
tinh chat bao mat quoc gia
Khong phan cap
Cong trinh khac Khong can dieu kien
Duong cao toe vai luu
lugng xe > 30.000 Xe quy
doi/ ngay dem hoac toe dg
>100km/h
Khong phan cap
Cap cong trinh
Duong cao toe vcVi luu lucjng
xetir 10.000-30.000 Xe quy
doi/ngay dem hoac toe do
>80km/h
Co kinh nghiem da tham gia quan ly
cac du an ccS cap ec^ ng trinli tucmg t^
Luu lugng xe ducVi 10.000
Xe quy doi/ ngay dem va
toe dp <80km/h
Khong can dieu kien
Nhom cong
trinh
Cac du an quan trgng quoc
gia theo Nghi quyet ciia
Quc^ c hc)i va cac du an quan
trc,ing khac
Khong phan cap
Tong mire dau tu > 1.000 ty
dong
Co kinh nghiem da tham gia quan ly
cac du an co tong mire dau tu tuong tir
Tong mire dau tu < 1.000 ty
dc^ nti
Khong can dieu kien
Nang lye
Chu dau tu Dir an phai co
nanu luc hang 1
Chii dau tu Du an phai co
nan^ lire hang 2
Pham vi cong
trinh
Nam tren dia gxa'i >1 dia
phuctng
N5m tren dia gicVi I dja
phucrng
Co dii nan^ lire nhu veu cau
Cap
dac
biet
Cap 1
Tir cap
2 tra
xuong
Nhom
A
Nhom
A
Khonu can dieu kien
Sir tucmg dong ve nang lire giira cac dja
phucTug
Nhom
B.C
Khc^ ng can dieu kien
4/ Suggestions for future research/ De xuat cho nghien cihi tu^ong lai:
Tuy nhien, tren day chi la nghien cixu bucVc ddu, de hoan thien dl tai nav cin phai tiep
tuc nghien cuu, khao sat a pham v i rgng hem tai nhilu dia phucrng khac nhau. Tu kit qua
nghien cuu, co thi hoan thien cac tieu chi da d l xuSt va b6 sung mot s6 tieu chi khac nhu:
Tieu chi v l viec phan bo ngudn vc^ n ngan sach trung ucmg ddu tu cho cac dia phucrng: Tieu
chi danh gia muc do hai IcSng cua nguin dan d6i vcri eac cong trinh do cap Trung ucmg lam
chii dau tu va do dia phuang lam chu dku tu; Chia nho cac tieu chi da dl xuk va co thang
diem danh gia doi vcri timg tieu chi...
5/ Contribution of the thesis/ Dong gop cua luan van:
Viec dl xuat mot "Bo tieu chi" de phan cap cau duong la dilu moi me. Nhung cac "tieu
chi" trong bg tieu chi khong con la moi nira. Chung dugc bilt din va dugc sir dung tren toan
quoc trong rat nhieu du an xa\ cac loai nguon von khac nhau. Vi vay. nhom tac gia hoan toan
tin tuong rang viec dua "Bg tieu chi" nay vao thuc tien phan ckp dku tu xay dung cku duong
giura Trung uong va tinh Thira Thien Hue se mang lai hieu qua cao, gop phkn dang kl vao
phat trien giao thong duong bg tai tinh Thira Thien Hul. bori vi: 1. Huy dong nang luc tir dja
phuong. Hg se chii dong, sang tao va chiu trach nhiem truoc nhirng quyet dinh ciia minh: 2.
cat giam nhieu thii tuc va riit ngan nhieu thoi gian do khong phai trinh qua nhieu cap xir ly: 3.
Tranh dugc viec phai "chay" lam chii du an khc^ ng phii hcrp vcVi nang lire, kinh nghiem cua
minh,... vira lang phi thai gian. that thoat tien bac: 4. Cap Trung ucmg tap trung ca ve mat thoi
gian va nhan luc de hoach dinh chinh sach. ke hoach, chien lucre cho su phat trien... khc'ing
phai tap trung vao giai quyet nhirng su vu thay vi cac vice dc) cap dia phucrng v an dam nhiem
t6t.
Ngoai ra, do vice nghien ciru co tinh pho quat cao. tir cac ly thuyet phan cap tren the
gicVi, tir kinh nghiem phan cap ciia cac nucVc da riit ra xu the tat veu va hieu qua cua phan cap.
Xu thi nay no khong chi phii hgp vl cac van de vT mo ma con phii hcrp trong ITnh vuc hep ve
phan cap dau tu xay dung cku duong nhu da dugc nghien ciai. Dong thoi, trong he thcmg
chinh tri a Viet Nam, cac dja phuang diu ecS vai Xro nhu nhau. nen viec chgn Tinh Thira Thien
Hul hay bdt ky mot dja phuong nao khac deu mang tinh ngau nhien va dai dien. Hon nira.
Tinh Thira Thien Hul la dia phucrng co nhirng dac diem dai dien chung so xcn cac tinh con lai
trong khu vuc va trong ca nucVc nen dugc chgn de nghien ciru cu the nham lam phong phii
them kenh thong tin va phucrng phap nghien cim. Do do, Bg tieu chi dugc phan tich. long hgp
va dl xuat ecS thi ap dung phii hcrp cho nhilu dia phuong khac nhau tren toan quoc. Tat nhien.
can khao sat, thu thap thcMn thcmg tin, s6 lieu tai dia phucrng du kien ap dung.
Loi cam on
De tai luan van xuat hien kha thu vi khi dugc bilt cac giao su Thuy Diln yeu cku
chiing toi nen lam viec nhom khi nghien cim luan van tot nghiep. Khi do hai nguoi trong
chiing toi lam viec tai chinh quyen dia phuong. mot nguoi lam viec tai Trung uong da
thong nhat ciing mot nhom va de tai "phan cap" da phoi thai tir day.
Gang tim hieu thi chung toi phat hien day khong nhung la dl tai kha nong bong, thoi
su ma con qua rgng va nhay cam. Do gioi han ciia pham vi nghien cim dl tai. chiing toi da
quyet dinh chi nghien ciru phan cap trong viec quan ly von dau tu xay dung cau duong bg
tir nguon von ciia Trung uong. Day la ITnh vuc ma chiing toi dang cong tac. vi the co
nhirng hieu biet nhat dinh va kha thuan Igi trong qua trinh nghien cim. Ngoai ra. trong qua
trinh nghien ciru nhom da duc;c su hucrng dan tan tinh cua cac giao su Viet Nam cung nhu
cac giao su Thuy Dien. Chiing toi xin chan thanh cam on Tien sT Nguyen Khac Hiing. Chu
tich Hoi dcmg Quan tri Ccmg ty co phan Tu van va Phat trien quan ly (MCaD), da ton nhieu
thai gian, cong sire de hucrng dan chiing toi. Chiing toi cung v6 cimg cam cm Tien si Sven
Jungerhem, Giao sir Dai hgc Uppsala, ngucri da mang lai cho chung tc)i nhieu kien thirc,
kinh nghiem va phucrng phap nghien cim mcVi. Va cuoi ciing chiing tcM xin goi lai cam cm
din Trung tam CTI H thuc^c Dai hgc kinh t l - Dai hgc qu6c gia Ha Noi da tao dieu kien de
chung \d\ ducTC gap gcV cac thdy de ducrc nhan nhung Icri hucrng dan mang tinh hgc thuat rat
bo ich cho viec nghien cim luan van nay.
Ha Noi. ngay thdng <S nam 2011.
Nhom nuhien cim luan van
TABLE OF CONTENTS
Trang
Loi n\& dau 2
CHLTONG 1: Ly luan chung ve phan cap, phan cap quan ly 4
va thyc tien tai mot so quoc gia tren the gioi
LI "Phan cap" va ''phan cap quan ly" 5
1.2 Thuc tien phan cap quan ly tai mot so quoc gia 7
L3 Ly luan phan cap quan ly tai Viet Nam 9
CHLTONG 2: Thirc trang phan cap quan ly trong nganh 14
giao thong van tai Viet Nam va tai tinh Thira thien - Hue
2.1 Thuc trang phan cap quan ly trong nganh 14
giao lhc)ng van tai Viet Nam
2.1.1 Van ban quy pham: 14
2.1.2 Thuc tien: 14
2.2 Thuc tien trien khai phan cap quan ly co sir ha tang 16
ducmg be) tai tinh Thira Thien - Hue.
2.2.1 Tinh hinh chung vl giao thong ducmg bg tai Thira Thien - Hue 16
2.2.2 Thuc tien phan cap quan ly giao thc^ ng ducmg bg 16
tai Thira Thien - Hue
a. Thong tin thu dugc tir phcmg van '^
b. Phan tich tir mot s6 du an da dugc phan cap 1*^
C H U O N G 3: Ket luan va de xuat Bo tieu chi
3.1 De xuat bg tieu chi
3.1.1 Can CLT xay dung Bg tieu chi
3.1.2 Nc)i dung be) tieu chi
3.2 Kit luan va Phucrng hucrng tiep tuc nghicMi ciru
Tai lieu tham khao
Phu luc
25
26
26
30
j j
35
37
PHAN MO DAU
1. Tinh cap thiet ciia de tai
He thong giao thong duong bo ciia m6i qu6c gia la mot ihl thdna nh^t. D^ sir duna
CO hieu qua ckn co sir ding bg vl kl hoach phat triln, tuong thich vl tieu chuin khai thac
nham dam bao giao thong thong suit. He thing giao thong duong bg co vai tro quan trgng
trong phat trien kinh tl xa hoi nhung do suSt dku tu Icrn. thoi gian thu hli v6n rdt lau nen
kho thu hiit dugc v6n tir khu vuc tu nhan. xkn phai stjr dung chtj ylu tir nguin ngan sach
cua Nha nuac. Trong dau tu cho giao thcmg duong bg. ngan sach ciia chinh quyin Trung
uong chiem ty trgng Icrn hon so vai ngan sach ciia cac dia phucrng. TrucVc day. nhCmg du an
dau tu tir ngan sach Trung ucmg la hoan toan do Bg Giao thong van tai lam chii dau tu.
Trong thai gian qua, cc) nhieu du an dau tu bang nguc^ n ngan sach cua Trung ucmg (Bg
GTVT) da dugc giao cho cac dia phucrng (ScV G TV 1) lam chu diu tu. Co nhimg du an da
CO quyet djnh dau tu, trong qua trinh thuc hien lai chuyin chu dau tu tir Bg GTVT sang cac
So GTVT. Nhu vay, tai sao lai phan cap cho dia phucrng. ngay ca nhung du an dang triln
khai thuc hien? lieu rang khi phan cap. dia phucrng lam chu dau tu cc) hieu qua hem hay
khong?
Tir nam 2000 trcV lai day. Chinh phii Viet Nam dav manh cai each hanh chinh. trong
do khuyen khich tang cuong phan cap quan ly giira trung ucmg va dia phuong. Hien nay da
CO mc)t so tieu chf phan cap quan ly ve thue, ngan sach ... nhung chua co quy dinh cu the ve
phan cap quan ly dau tu du an xay dung co so ha tang giao thong ducmg bg. Van de dat ra
la nhung du an cc) quy mc), tinh chat, pham vi nliu the nao thi giao cho chinh quven dja
phucrng lam ehii dau tu se ecS hieu qua hem?
2. Muc dich va cau h(M nghien ciru
Mye dich cu thi mang tinh cap cap thiet ciia Luan van la lam the nao de gop phan
vao viec tang circmg phan c.lp quan ly nham phat trien co scr ha tang giao thcSng duong bg
tai tinh Thira ThiCMi - Hul. Nhiem vu va cau hoi nghien ciai cua luan van la tim ra mot
"phucrng thirc" dl phan ckp nhiem v u chu dau tu de quan ly von dau tu cho xay dung cau
dirimg CO hieu qua. DcMig thcri qua do viec giao chii dau tu dirac minh bach, tranh Icri ich
nhom, gc)p phan han che tieu cue, tham nhung.
3. Pham vi nghien ciru
Luan van tap trung nghien cim su tac dong eac quy dinh vl quan ly dku tu. nham dl
xuat mot "phuang thirc" ve phan cap quan ly dku tu ha ting giao thong duong bg. Do gioi
han ve nguon lire va thoi gian nghien curu nen cac dir lieu, thong tin chi dugc tap trung giai
doan tir nam 2000 den nay va chi lay mot dia phuong lam dien hinh de thu thap thong tin
(a day la Thira Thien Hul).
Trong he thong chinh tri tai Viet Nam, cac dia phuang deu co vai tro nhu nhau trong
moi quan he voi trung uong. Thir
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