Firstly, the legal basis for criminal proceedings against criminals
under the age of 18 has institutionalized the Party and State's guidelines and
policies on building a socialist law governed state and on judicial reform
strategy, meeting the requirements of preventing crime, preventing crime
in the new situation, strengthening the protection and realization of the
rights of people under 18 years old; ensure compliance with the United
Nations Convention on the Rights of the Child and international standards
on juvenile justice.
- Second, the criminal procedure legal basis for the criminal under 18
years old shown in the current Vietnamese criminal procedure law allows
the creation of effective legal tools to prevent committed by people under
18 years old.
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ies for under-18 criminals. In which, focus on research
on the theoretical basis of Criminal Procedure Law Policies for under-18
criminals and practical implementation of Criminal Procedure Law Policies
for under-18 criminals through the provisions of criminal procedure law and
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the application of the criminal procedure law to under-18 criminals. At the
same time, researching and proposing solutions to perfect Criminal Procedure
Law Policies for under-18 criminals in accordance with the requirements,
guidelines and orientations of our Party and State in the fight against crime. in
the current period, in accordance with the practical situation and international
treaties to which Vietnam has signed.
- Research scope of the dissertation:
+ Content: From the perspective of legal science, Criminal Procedure
Law Policies for under-18 criminals is shown through many specific contents.
In the scope of the research content, the dissertation only researches the content
of the implementation of the Policy on Criminal Procedures, which focuses on
clarifying Criminal Procedure Law Policies for under-18 criminals in terms
of objectives, rules for conducting legal proceedings, proceedings and institute
proceedings against under-18 criminals mentioned in the dissertation is
understood to be a person under 18 years old.
+ In terms of space: The dissertation focuses on the theoretical and
practical issues of implementing legal policy of criminal procedure against
criminals under 18 years old in Vietnam. Conducting the analysis of cases
in Ho Chi Minh City and some other provinces and cities.
+ In terms of time: The statistics used in the dissertation are collected
from 2009 to 2019.
5. Methodology and the dissertation’s research method
- Methodology: The dissertation is researched on the basis of
methodology of dialectical materialism and historical materialism of
Marxism-Leninism, Ho Chi Minh Ideology, views and paths of the
Communist Party of Vietnam, the State of Socialist Republic of Vietnamese
on the path of national renewal, the spirit of judicial reform, the strategy for
building and perfecting the legal system, and the activities of fighting
against crime. During the research process, the dissertation has used the
research methods of Criminal Law, Criminal Procedure Law, Criminology,
Psychology, Sociology, Anthropology, Criminal Investigation Science and
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others with specific research methods to clarify the nature of legal policy of
criminal procedure against criminals under 18 years old. This is the
methodology to approach research content from the perspective of
interdisciplinary and multidisciplinary aspects in current research on legal
policies and law.
Particularly, in the research process, the dissertation uses the
knowledge system and the approach method of Public Policy Science to
solve the content of the legal policy of criminal procedure against criminals
under 18 years old. The dissertation takes the content, objectives and tasks
of legal and criminl policies as a starting point to approach the nature of the
research problem and find out the intrinsic relation that need to be
researched in the dissertation.
- Specific research method: Method of document analysis; Method of
statistics, analysis, comparison; Practical summary method; Law
comparison method; Professional method; Typical research method.
6. New contribution of the dissertation
The dissertation is one of the first monograph studies on legal policy
of criminal procedure in general and legal policy of criminal procedure
against criminals under 18 years old in particular. Therefore, on the basis of
acquiring knowledge of previously published scientific works on legal and
criminl policies for criminals under the age of 18, the dissertation has
initially analyzed and interpreted different aspects related to theory and
practice of legal policy of criminal procedure against criminals under the
age of 18 in Vietnam today in a systematic and scientific way, which are
shown through the following basic points:
First, clarifying the definition of legal policy of criminal procedure
against criminals under the age of 18; determining the characteristics,
objectives, contents, forms and means of the legal policy of criminal
procedure against criminals under the age of 18.
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Second, analyzing and clarifying factors assuring the building and
implementation of legal policy of criminal procedure against criminals under
the age of 18 in Vietnam.
Third, analyzing the current legal policy of criminal procedure in
Vietnam for the criminals under the age of 18 and the real implementation
situation of legal policy of criminal procedure for the criminal under 18 years
old during the past time.
Fourth, determining the requirements and offering solutions to complete
the legal policy of criminal procedure for the criminals under the age of 18 in
the coming time.
7. Theoretical and practical significance of the dissertation
- Regarding theoretical significance: The dissertation's research
results are significant to provide a theoretical basis for legislative and
executive activities, especially in the field of criminal justice. The
dissertation's research results also contribute to providing useful knowledge
for teaching the subjects of Criminal Law, Criminal Procedure Law, Law
on Execution of Criminal Judgments, Criminology, Criminal Investigation
in academies and universities which provide training program in Law.
- In terms of practical significance: the solutions of the dissertation
can be used as a reference for research staff on law construction and
practical staff, implementing and applying laws, and at the same time
applying the criminal procedure law to effectively fight against criminals
committed by people under 18 years old in Vietnam in the current period.
8. Outline of the dissertation
In addition to the introduction, conclusion, list of references, the
dissertation includes four chapters:
Chapter 1. Overview of the research situation
Chapter 2. Theoretical issues on legal policy of criminal procedure
for the criminals under the age of 18
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Chapter 3. Legal policy of criminal procedure and the
implementation of legal policy of criminal procedure for the criminals under
the age of 18 in Vietnam
Chapter 4. Completing the current legal policy of criminal procedure
for the criminals under the age of 18 in our country.
Chapter 1
OVERVIEW OF THE RESEARCH SITUATION
1.1 Research situation in foreign countries
The dissertation has analyzed the research results of foreign scientific
works in two groups: Researches on criminal policy, legal policy of
criminal procedure; Researches on legal policy of criminal procedure for the
criminals under the age of 18.
1.2 Research situation in our country
The dissertation systematized and analyzed the research results of
domestic scientific works intwo groups: Researches on legal policy,
criminal policy and legal policy of criminal procedure; Researches on legal
policy of criminal procedure for the criminals under the age of 18.
1.3 Comments and reviews on the research situation
Through studying the works related to theoretical and practical issues
about criminal policy and legal policy of criminal procedure for people
under 18 years old in our country as well as other countries, the dissertation
has the following comments:
- The basic theoretical issues about legal policy (the definition,
content, factors affecting the formation of the State's legal policy, the
relationship between criminal policy and the law, the relationship between
criminal policy and the effectiveness of the prevention of and fight against
crime, etc) has been researched by foreign scientists quite early compared
to Vietnamese scientists. However, with scientific researches published in
the country, the basic theoretical issues about criminal policy and criminal
law policy have been fully and systematically clarified. Especially, there are
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in-depth studies on criminal policy for criminals under the age of in many
different aspects.
- Regarding the legal policy of criminal procedure in general and the
legal policy of criminal procedure for criminals under the age of 18,
through studying domestic and foreign documents, it can be seen that only
foerign studies directly mention the legal policy of criminal procedure
related to criminals under the age of 18. Currently, there are not many
domestic researches on this issue, especially the theoretical contents of legal
policy of criminal procedure in general and the legal policy of criminal
procedure for criminals under the age of 18 in particular. Most researches
focus on analyzing the provisions of actual criminal procedural law and
assessing the practical application of these provisions, thereby giving
solutions to inprove the law and the effectivenes of application of criminal
procedure law in the prevention of and fight against crime committed by
people under 18 years old in particular and the crime situation in general.
These studies only pay attention to a constituent part of the legal policy of
criminal procedure, having not comprehensively studied the content that the
dissertation is researching.
Therefore, the dissertation gives the following conclusion: There are
no scientific works that systematically, holistically, directly approach to the
legal policy of criminal procedure for the criminals under the age of 18 or
assess the current legal policy of criminal procedure against this group of
criminals. This is a new research direction and there are still many problems
that need to be clarified.
1.4 The issues that need to be further studied
The dissertation poses two issues that need to be studied as follows:
First, it is necessary to clarify the theoretical issues of the legal
policy of criminal procedure for the criminals under the age of 18 such as: re-
expressing the definition of the policy, legal policy and building the
definition of legal policy of criminal procedure against the criminals under
the age of 18; pointing out the characteristics of legal policy of criminal
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procedure against the criminals under the age of 18, on the basis of the
common characteristics of the legal policy and the criminal policy in
general; clearly defining the contents, forms and means of legal policy of
criminal procedure for the criminals under the age of 18.
Secondly, surveying, evaluating and commenting on the current
situation of Vietnam's legal policy of criminal procedure against the
criminals under the age of 18 in the following aspects: the current situation
of the law on criminal procedure law and the application of the criminal
procedure law for criminals under 18 years old. On that basis, the
dissertation proposes solutions to complete the Vietnam's legal policy of
criminal procedure against the criminals under the age of 18 in the current
period.
Chapter 2
THEORETICAL ISSUES ON LEGAL POLICY OF CRIMINAL
PROCEDURE AGAINST THE
CRIMINALS UNDER THE AGE OF 18
2.1 Definition and characteristics of legal policy of criminal
procedure against the criminals under the age of 18
2.1.1 Definition of legal policy of criminal procedure against the
criminals under the age of 18
On the basis of the interpretation and clarification of concepts such as
legal policy, criminal policy for criminals under the age of 18, and legal
policy of criminal procedure, the dissertation introduces the definition of
legal policy of criminal procedure for criminals under the age of 18: it is a
scientific, consistent and synthesis activity of agencies that formulate and
apply laws to draft and apply criminal law enforcement forms in the
settlement of criminal cases against criminals under the age of 18 with a
view to ensuring the stability of the legal system, strengthening the
protection of the rights and freedoms of criminal under the age of 18, as
well as the legitimate interests of the state and society by criminal
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procedure law, at the same time contributing to improve the effectiveness of
the prevention of and fight against crime committed by people under 18
years old. 2.1.2 Characteristics of legal policy of criminal procedure
against the criminals under the age of 18
The dissertation has outlined the basic characteristics of legal policy
of criminal procedure against the criminals under the age of 18 as follows:
First, the subjects of legal policy of criminal procedure against the
criminals under the age of 18 include: group (1) is the the subjects who
research and build scientific bases legal policy of criminal procedure
against the criminals under the age of 18; group (2) is the subjects that build
and supervise the implementation of the legal policy of criminal procedure
against the criminals under the age of 18; group (3) is the subjects that
directly implement the legal policy of criminal procedure against the
criminals under the age of 18.
Second, the objects of the legal policy of criminal procedure against
the criminals under the age of 18 is the life of the criminal procedure law
for the criminals under the age of 18, being the whole activities and actions
of criminal procedure, relationships between the subjects in the criminal
procedure law implementation against criminals under the age of 18. That
reflects the characteristics and development level of the criminal procedure
law in general and the criminal procedure law for criminals under the age of
18 in particular, the real criminal procedure law for criminals under the age
of 18 (including both positive and negative factors), awareness, attitude and
understanding of subjects towards the criminal procedure law and the
historical development process of the criminal procedure law against
criminals under the age of 18
Third, the purpose of the legal policy of criminal procedure against
the criminals under the age of 18 is to strengthen the protection of the rights
and freedom of the criminals under the age of 18, as well as the legitimate
interests of the state and society by criminal procedure law, at the same
time contributing to improve the effectiveness of the prevention of and fight
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against crime committed by people under 18 years old with a view to
ensuring the stability of the legal system in general.
2.1.3 Principles of legal policy of criminal procedure against the
criminals under the age of 18
The dissertation has outlined the principles of the legal policy of
criminal procedure against the criminals under the age of 18:
First, the principle of being scientifically argued in the construction
and implementation of the legal policy of criminal procedure against the
criminals under the age of 18.
Second, the principle of synthesis in the construction and
implementation of the legal policy of criminal procedure against the
criminals under the age of 18.
Third, the principle of consistency in the construction and
implementation of the legal policy of criminal procedure against the
criminals under the age of 18.
Fourth, the principle of goal orientation in the construction and
implementation of the legal policy of criminal procedure against the
criminals under the age of 18.
Fifth, the principle of forecast in the construction and implementation
of the legal policy of criminal procedure against the criminals under the age
of 18.
Sixth, the principle of feasibility in the construction and
implementation of the legal policy of criminal procedure against the
criminals under the age of 18.
2.2 Contents, forms, and means of legal policy of criminal
procedure against the criminals under the age of 18
2.2.1 Contents of legal policy of criminal procedure against the
criminals under the age of 18
The dissertation presents the contents of the legal policy of criminal
procedure against the criminals under the age of 18 in the following
aspects:
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(1) Objectives of criminal proceedings against criminals under 18
years of age, including: Improving the procedural mechanism to best
protect the rights, freedoms and legitimate interests of persons under 18
years of age. sin; Overcoming shortcomings and limitations in practice in
handling cases involving persons under the age of 18 participating in legal
proceedings; Ensuring compliance with international law, uniformity and
uniformity of criminal policy and other legal bases involving persons under
18 years of age; Strengthen the role of education and prevention of the
family, school and society.
(2) Principles of conducting criminal procedure against persons under
the age of 18 who commit crimes include: Ensuring friendly proceedings,
consistent with the psychology, age, maturity level, and cognitive ability of
people under 18 year old; Ensure the legitimate rights and interests of
people under 18 years old; ensure the best interests of people under 18 years
old; Ensure to keep personal secrets of people under 18 years old; Ensure
the right to participate in proceedings of representatives of persons under 18
years old, schools, Youth Unions, people with experience, understanding of
psychology and society, other organizations where people under 18 years of
age study, work and live; Respect the right to participate and present
opinions of people under 18 years old; Ensure the right to defense and the
right to legal aid of persons under 18 years old; Ensuring the handling
principles of the criminal code for criminals under 18 years of age;
Ensuring the prompt settlement of cases involving persons under 18 years
old.
(3) The order and procedures for conducting criminal proceedings
against a person under 18 years of age who commits a crime, including:
procedures for ensuring the right to defense; ensure participation in
proceedings of representatives of people under 18 years old, schools, youth
union, people with experience, understanding of psychology, society, other
organizations where people under 18 years of age study, work and live;
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Ensuring the life and health of the criminals under 18 years old; ensuring
confidentiality of information for criminals under 18 years old.
(4) Tổ chức các cơ quan tiến hành tố tụng hình sự đối với người dưới
18 tuổi phạm tội. Organize criminal proceedings against criminals under 18
years old.
2.2.2. Form of criminal procedure law policy for criminals under
18 years of age
Criminal procedure legal basis for criminals under 18 years old is
carried out through the main forms, including: (1) Construction of criminal
procedure law for persons under 18 years of age who commit crimes; (2)
Apply criminal procedure law to criminals under 18 years of age; (3)
Explanation of criminal procedure law; (4) Education and training to raise
the people's legal awareness and legal qualifications.
2.2.3. Means of the criminal procedure law policy against criminals
under 18 years of age
In order to carry out criminal procedural legal basis for criminals
under 18 years of age, to effectively use the system of means, the following:
- In terms of tools: includes all provisions and norms of the criminal
procedure law, which are mainly the Criminal Procedure Code relating to
criminals under 18 years of age.
- Technical (legal techniques, legislative techniques).
- Behavior includes a series of different activities of subjects in the
process of building and implementing legal basis for criminal proceedings
against criminals under 18 years old.
2.3. Factors affecting the criminal procedure law policy for
criminals under 18 years of age
The dissertation has analyzed and pointed out 07 groups of factors
affecting criminal procedure legal bases for criminals under 18 years old,
including: (1) Characteristics of criminals under 18 years old; (2) The
political, economic, cultural and social situation of the country; (3) The
crime of people under 18 years old and the practice of preventing crimes
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against people under 18 years old from committing crimes over the years;
(4) The traditional legal values of the Vietnamese people, the urgent
requirements of the reform of criminal justice activities, the practical
experience of legal protection agencies in preventing juvenile crimes; (5)
Requirements of the formulation and improvement of criminal law
provisions in the investigation, prosecution, adjudication and enforcement
of criminal sentences of criminals under 18 years of age; (6) Capability to
enforce criminal proceedings law policy against criminals under 18 years of
age; (7) The consent and support of the people and the public opinion.
2.4 International standards and criminal law policy of some
countries against criminals under 18 years old
2.4.1 International judicial standards for criminals under 18 years
old
On the basis of analysis of international legal documents and guiding
documents, the dissertation has pointed out international judicial standards
for criminals under 18 years old, from there, comparing with the law and
points out the issues that need to be further improved in the criminal justice
legal system for criminals under 18 years old.
2.4.2 The criminal procedure law policy for criminals under 18
years old in some countries
The dissertation has analyzed and clarified the model of friendly
proceedings against criminals under the age of 18 in Russia, France and
America. On that basis, it is to guide the building and perfecting of the
criminal procedure legal basis for people under the age of 18 who commit
crimes in Vietnam in the current situation.
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Chapter 3
STATUS OF LEGAL POLICY ON
CRIMINAL PROCEDURES FOR PERSONS UNDER 18 YEARS
OLD IN VIET NAM
The dissertation has evaluated the legal basis of criminal proceedings
for persons under 18 years of age committing crimes on the following
means: (1) the status of the criminal procedure law for the criminal under
18 years old ; (2) the status of applying criminal law of the subjects to the
criminals under the age of 18.
3.1 Current situation of criminal procedure law provisions for
criminals under 18 years of age
The dissertation has evaluated the provisions of the criminal
procedure law for people under the age of 18 who commit crimes in the
following aspects: (1) Ensuring the goal of the criminal proceedings against
the criminal under 18 years old ; (2) Principles of proceeding against
criminals under the age of 18; (3) Criminal proceedings against criminals
under 18 years old; (4) Organizational model of the proceeding agency in
the case of criminals under 18 years old.
3.2. The situation of applying criminal proceedings to the
criminals under the age of 18
The dissertation has conducted a survey on the following aspects: (1)
The reality of ensuring the objectives of the criminal proceedings against
criminals under the age of 18; (2) The status of ensuring the rules of
proceeding with the criminals under the age of 18; (3) The current situation
of applying criminal proceedings to criminals under 18 years old, in which,
the dissertation evaluates: Regarding the identification of issues that need
proof when conducting the proceedings against the accused under 18;
Participation in the proceedings of representatives, schools and
organizations; Regarding the right of an accused person to be under 18
years of age to defend; The compliance with the handling principles in
accordance with the penal code; Apply preventive and coercive measures;
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Regarding measures to supervise and educate criminals under 18 years old,
they are exempt from criminal liability; (4) The current situation of
implementing organizational model of proceeding agencies for criminals
under 18 years old.
3.3 Assessing the real situation of implementing criminal
procedure law policies against the criminals under 18 years old
3.3.1 Achieved Results
- Firstly, the legal basis for criminal proceedings against criminals
under the age of 18 has institutionalized the Party and State's guidelines and
policies on building a socialist law governed state and on judicial reform
strategy, meeting the requirements of preventing crime, preventing crime
in the new situation, strengthening the protection and realization of the
rights of people under 18 years old; ensure compliance with the United
Nations Convention on the Rights of the Child and international standards
on juvenile justice.
- Second, the criminal procedure legal basis for the criminal under
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