Semi-chronic toxicity: Monitored for 90 consecutive days,
the lots of mice administered T. palmata extract powder at the dose
of 240 mg/kg/day and the dose of 720 mg/kg/day showed that: all
mice were healthy, weight gain well and regularly; no changes in the
hematological indices and the biochemical criteria for liver and
kidney function evaluation; no damages on liver, spleen and kidney
histopathology.
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chine(China), UV-
Vis spectrophotometer, high-performance liquid chromatography
system, hematological and biochemical analyzers... and other
common reagents, chemicals, equipment.
5
2.2. Research method
2.2.1. Method of formulating the preparation process of dried
extract powder from T. palmata leaves
2.2.1.1. Identification of tracer
Investigate chemical composition groups by specific chemical
reactions.
T. palmata leaves (5kg) were ultrasound extracted with
methanol solution; fractional extraction with solvents of increasing
polarization. Isolate compounds by chromatographic methods. Detect
compounds by ultraviolet light or using reagents, checking the purity
of isolated compounds by combined methods such as: TLC, HPLC,
and NMR. Determine the chemical structure based on physical and
chemical parameters, compare with published data.
2.2.1.2. Methods of setting up the quality standard of pharmaceutical
raw material for T. palmata leaves
* Establish and validate SPN quantitative methods using UV-Vis
- Principle: Total saponin in the leaves of T. palmata was
quantified using UV-Vis spectroscopy after the Rosenthaler’s
coloring reaction. SPN content was calculated according to AO.
- Preparation: standard solution series: AO in MeOH
concentration from 100 - 300 µg/mL; test solution: 5.0 g of T. palmata
leaves, after chlorophyll removal, ultrasonically extract with MeOH in 2
hours at 50°C twice, collect the extract, add the solvent to 200 mL,
dilute 2.5 times; filter through 0.45µm membrane before carrying out
the reaction; blank determination: MeOH.
- Carry out the Rosenthaler’s coloring reaction: Draw exactly
0.2 mL test solution (either standard or blank) into a test tube, then
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add 0.2 mL of 5% vanillin solution in glacial acetic acid and 1.2 mL
perchloric acid. Close the tubes and incubate at 70°C ± 1°C for a
suitable period. Immerse the test tube in ice water, then transfer to a
5 mL volumetric flask, rinse the tube with ethyl acetate and add
sufficient ethyl acetate to the mark.
- Establish method:
+ Investigating maximum absorption: Scanning the spectra
from 400 to 800 nm, select λmax.
+ Investigating the color reaction time: Perform the color
reaction with a series of AO standard solutions with concentration:
92.50, 138.75, 185.0, 231.25, 277.50 µg/mL with incubation times of
10, 20, 30, 40 and 60 minutes respectively; repeat six times, selecting
the most appropriate reaction time.
- Validate the method: Determine dynamic linear range,
precision and accuracy according to ICH guidelines.
* Validate AO quantification method with HPLC
- Chromatographic conditions: Chromatographic column: C18
column (4.6 × 250mm, 5µm); flow rate: 0.8 mL/min; injection
volume: 10 µl; UV Detector: 215 nm wavelength; mobile phase:
H2O/MeOH (5/95, v/v).
- Preparation: standard solution series: AO in MeOH
concentration from 10-100 µg/mL; sample: T. palmata,
ultrasonically extract 5.0g leaves with MeOH x 2 times in 2 hours,
get 250 mL, filter through 0.45µm membrane before injecting into the
chromatographic system; blank determination: MeOH.
- Validate the method: calculate module compatibility, method
specificity, linear concentration range, precision and accuracy, limit
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of detection (LOD) and limit of quantification (LOQ) according to
ICH guidelines.
* Method of setting up the institutional standards of pharmaceutical
raw material for Trevesia palmata leaves
Describe the medicinal material (plant macroscopic,
microscopic, powder morphology), loss of weight due to drying, total
ash, limits on heavy metals (Cd, Hg, As, Pb) according to the method
of Vietnam Pharmacopoeia V. Qualitify oleanolic acid by TLC;
quantify SPN by UV-Vis method, quantify AO by HPLC that have
been verified.
2.2.1.3. Method of formulating the preparation process of dried
extract powder from T. palmata leaves
* Process of preparing extract
- Investigate extraction method selection: ultrasonic
extraction, percolation, reflux extraction, traditional decoction.
- Investigate extraction process parameters: particle size of
medicinal material, type of extraction solvent, DM/DL ratio and
number of extraction times, extraction time.
- After concentrating extract powder, remove the impurities;
conduct testing and adjust the liquid extract powder based on the
indices of solid ratio in the extract powder and SPN content.
* Process of preparing dried extract powder from T. palmata leaves
by spray drying method
- Investigate factors/parameters: Spray drying excipients (Mal,
Aer, lactose monohydrate, Starch 1500), excipient to solid ratio (10 -
30%), spray drying temperature and feed flow rate (120 - 150ºC, 20 -
40 mL/min), solid to feedstock ratio (10 - 20%).
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- Basis for selection: sensory perception of powder, apparent
density and compression index, weight loss due to drying,
hygroscopic property, collection efficiency and spray drying
efficiency.
2.2.2. Methods of researching to set up the institutional standard
and evaluate the stability of dried extract powder from T. palmata
leaves
2.2.2.1. Set up the institutional standard of dried extract powder
from T. palmata leaves
Form: Assessment by the sensory perception; weight loss due
to drying, total ash, limits on heavy metals (Cd, Hg, As, Pb), limits
on bacterial contamination according to methods in Vietnam
Pharmacopoeia V. oleanolic acid qualification by TLC; SPN content
quantification by UV-Vis method, AO content quantification by
HPLC that have been validated.
2.2.2.2. Evaluate the stability of dried extract powder from T.
palmata leaves
- Storage conditions: Long-term test (temperature 30 ± 2ºC,
humidity 75 ± 5%); accelerated aging (temperature 40 ± 2ºC,
humidity 75 ± 5%). Sampling time: 0, 3, 6, 9, 12 months with long-
term testing and 0, 3, 6 months with accelerated aging condition.
Evaluation criteria: According to the institutional standard.
2.2.3. Method to study the immune enhancement effects and the
toxicity of dried extract powder from T. palmata leaves on
experimental animals
2.2.3.1. Evaluate the immune enhancement effect of dried extract
powder from T. palmata leaves
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* Evaluation model: Using an immunosuppression model by
administering cyclophosphamide (Cyc) on mice:
- Experimental mice were divided into 5 lots, 8 per lot: Lot 1 -
Biological evidence: mice drank distilled water; Lot 2 - Model: Mice
were injected with Cyc + drank distilled water; Lot 3 - Positive
Control: Mice were injected with Cyc + oral levamisole at a dose of
100 mg/kg; Lot 4: The mice were injected with Cyc + drunk T.
palmata extract powder at 1st dose (400 mg/kg); Lot 5: The mice
were injected with Cyc + drunk T. palmata extract powder at 2nd
dose (800 mg/kg). After injecting Cyc at the dose of 200 mg/kg in
lots 2, 3, 4, 5, on the second day, the mice were drinking distilled
water and the medicines for 7 days continuously. On day 8, kill the
mice, draw blood and take lymphoid organs for testing.
* Immune function tests: General indices: relative spleen weight,
relative thymus weight; white blood cell count (WBC), lymphocyte
and neutrophile cout, histology of thymus and spleen. Evaluation
parameters of humoral and cell-mediated immunity: measurement of
results of delayed hypersensitivity reactions to OA antigen by mouse
feet thickness, IgG, cytokin IL-2 and TNF-α quantification.
2.2.3.2. Assessing the toxicity of dried extract powder from T.
palmata leaves
* Acute toxicity: conduct on the white mice (10 lots, 10 per lot), give
T. palmata extract powder orally (dissolve in water) with increasing
dose levels, determine the mortality rate in 72-hour period, continue
to follow up to the end of the 7 days. LD50 was calculated using
Excel software, then verified by Litchfield-Wilcoxon method.
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* Semi-chronic toxicity: Conducted on white rats (3 lots, 10 per lot:
physiological control group: drink distilled water; Lot 1: drink T.
palmata extract powder at a dose of 240 mg/kg/day; Lot 2: drink T.
palmata extract powder at a dose of 720 mg/kg/day). Evaluation
criteria: general condition of rats, hematological and biochemical
indices, macroscopic features of liver, spleen and kidney on day 90.
CHAPTER 3: RESULTS
3.1. Results of establishing the preparation process of dried
extract powder from T. palmata leaves
3.1.1. Result of determining the tracer
Preliminary investigation of organic matter groups showed
that saponins are the main components of T. palmata leaves. The
results of extraction and isolation identified that six triterpenoid
saponin compounds belonging to oleanolic and ursolic acid
derivatives. Four known saponin compounds are oleanolic acid,
ilekudinos ide C, kalopanaxsaponin H, and davisianoside B; two
new compounds named acetyltrevesiasaponin A and
acetyltrevesiasaponin B .
3.1.2. Result of setting up the institutional standard of
pharmaceutical raw material for T. palmata leaves
3.1.2.1. Set up and validate quantitative methods
* Saponin quantitative methods using UV-Vis
- Establish method
+ Maximum absorption investigation: Scanning wavelengths
from 400 to 800 nm, the maximum absorption was at 550 nm.
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+ Survey the color reaction time: Results showed that out of
the samples with high correlation coefficients, the sample with the
reaction time of 40 minutes had the highest optical absorbance.
Therefore, our research team selected 40 minutes to be the time for
carrying out the color reaction for further investigation.
- Verify SPN quantitative method with UV-Vis
+ Determination of linear range: Results showed that within
the concentration range of the AO investigation, the absorbance and
the amount of AO had a linear correlation, with the correlation
coefficient r2 = 0.9986 and the linear regression equation as Y =
0.0742 X - 0.0364.
+ Precision and accuracy: Results showed that the RSD
values in a day and different days were less than 2.21%, meeting the
requirement of the precision of the analytical method. The
percentage of institutional standard found during the day and
between different days varied from 92.67% to 97.11%, meeting the
requirement for the accuracy of the analytical method.
* AO quantification method with HPLC
+ Validate System suitability: Results showed that: RSD of
retention time and peak area of oleanolic acid were less than 2%. The
column efficiency was high at N> 20,000 and the peak asymmetric
factor was about 1.15. Therefore, this method of analysis was
compatible with the chromatographic system.
+ Method specificity: chromatograms of the sample had peak
matching with retention time of AO standard; there was no peak in
the chromatogram of the blank at the retention time of AO.
Comparing the spectra of AO peak on the standard chromatogram
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and the sample peak at the same retention time showed that these two
spectra overlapped by 99% correlation, proving that the method was
highly specific.
+ Linear concentration range: Results showed that within the
concentration range of the investigation (from 11.13 to 111.25
µg/mL) there was a linear relationship between the peak area and the
analyte concentration. The regression equation was y = 11333 x -
9726.9 with r2 = 0.9972.
+ Precision and accuracy: Results showed that the method
had high precision with RSD values during a day and between
different days were less than 3.3%, meeting the precision
requirement for the analytical method. The recovery rates found
during the day and between different days varied from 96.30 to
99.05%, meeting the accuracy requirements for the analytical
method.
+ Limit of detection (LOD) and limit of quantitation (LOQ):
results obtained LOD = 0.0122 µg/mL and LOQ = 0.04 µg/mL.
3.1.2.2. Results of setting up institutional standard for
pharmaceutical raw material of T. palmata leaves
Institutional standard of pharmaceutical material was proposed
to have the following criteria: Description of pharmaceutical raw
material: plant macroscopic, microscopic, powder morphology;
weight loss due to drying (≤12%); total ash (10%); limits on heavy
metals based on AAS method (As ≤ 1.0 mg/kg; Cd ≤ 1.0 mg/kg; Hg
≤ 0.1 mg/kg; Pb ≤ 3.0 mg/kg); oleanolic acid qualitation: according
to TLC method; Quantification: SPN content ≥ 15 mg/g calculated
based on AO by UV - Vis, AO content ≥ 750 µg/g by HPLC.
13
3.1.3. Results of formulating the process of preparation dried
extract powder from T. palmata leaves
3.1.3.1. The process of preparing extract
From the results of the investigation, the parameters of the
extraction process of T. palmata leaf extract by ultrasonic extraction
method were selected as follows:
Table 3.18. Parameters of the extraction process of T. palmata
leaves by ultrasonic extraction method
No. Method/parameter Equipment/parameter
1 Ultrasonic extraction SM30-CEP device
2
Dried powder of T. palmata
leaves
Particle Size 0.5 - 1mm
3 Extraction solvent Ethanol 50%
4 Extraction temperatura 70ºC
5 Number of extraction Two times
6 DM/DL ratio 15mL/1gr/time x two times
7 Extraction time
90 minutes/time x two
times
Proceed to extract the scale of 2 kg/batch for 3 different
batches. Concentrate the extract, remove the impurities (filter
through thick cloth), evaporate the solvent (70ºC, reduced pressure,
concentrate to 3:1 extract, settle for 24h, decant). The residue was
added with EtOH 5 times, settle, decant, filter adjustably to 3:1
extract) The results obtained were as follows:
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Table 3.20. Results of extract, concentrate and impurity removal of
3:1 extract of T. palmata leaves
Index
T.palmata
leaves
Extract
3:1 extract
before
removing
impurity
3:1 extract
after
removing
impurity
Weight,
volume
5.48 kg 170.0 L 1.83 kg 1.83 kg
SPN(1) 22390 µg/g
683,98
µg/mL
156.00 ± 4.61
mg/g
205.67 ±
4.45 mg/g
SPN weight 123,28 g 116,28 g 102,33 g 94.77 g
The rate of dried residue in extract 35.93% 25.24%
Extraction, extract concentration
efficiency based on SPN
83.44% -
Extraction, concentration and impurity removal
efficiency based on SPN
77.27%
SPN enrichment rate 131.84%
SPN(1): SPN in 1 gram of extract solid.
Results showed that: SPN content in 3:1 extract before
removing the impurities was 156,00 ± 4.61 mg/g. After removing the
impurities, concentrating and adjusting to 3:1 extract, the total
saponin content was 205.67 ± 4.45 mg/g. The rate of SPN
enrichment was 131.84%.
3.1.3.2. Prepare dried extract powder from T. palmata leaves by
spray drying method
From the survey results, the formula and parameters of the
preparation process of dried extract powder from T. palmata leaves
by spray drying method were selected as the followings:
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Table 3.29. Formulation and parameters for the preparation process of
dried extract powder from T. palmata leaves by spray drying method
No. Parameter name Parameter
1
Liquid extract for spray
drying
Liquid extract (3:1) of T.
palmata leaves with excipient
2 Spray drying excipient Aerosil
3 Excipient to solid ratio 30%
4 Inlet temperature 130 ± 2ºC
5 Feed flow rate 30 mL/min
6 CR/DP ratio 14%
7 Atomization pressure 2 Bar
The established process to prepare dried extract powder of T.
palmata leaves is described in the following diagram:
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Figure 3.12. Scheme of the preparation stages of 3:1 liquid extract
from T. palmata leaves
ĐĐR extracts 1+2
1st ultrasonic extraction
ĐĐR extract 1
ĐĐR extract 2
ĐĐR grounds 2
ĐĐR grounds 1
2nd ultrasonic extraction
DM/DL = 15ml/1g
700C, 90 mins
Concentrate, solvent recollect
DM/DL = 15ml/1g
700C, 90 mins
EtOH collection
3:1 ĐĐR liquid extract
Fluid content1 Residue 1 EtOH 96º
Fluid content 2 Residue 2
Settle, decant
Settle, decant
3:1 ĐĐR
liquid extract
Decant, filter
Concentrate, solvent recollect
EtOH 50º
Testing:
- SPN: 165 - 245 mg/g
- Solid proportion: 20 - 30%
ĐĐR powder
Meet the TCCS
Decant, filter
17
Figure 3.13. Summary cheme of preparation stage of dried extract
powder from T. palmata leaves by spay drying method
3.2. Results of setting up the quality standard and assessing the
stability
3.2.1. Results of setting up the quality standard
Conduct on 3 lots of dried extract powder (each lot included 2
batches of extract, each batch used 2 kg of pharmaceutical raw
materials); The proposed result of the institutional standard of dried
T. palmata extract powder include the following criteria: properties
Feedstock
Dried extract of ĐĐR
Package
3:1 ĐĐR liquid extract
Spray drying
Inlet temp. 130 ± 20C
Atomization pressure: 2 Bar
- Add Aer, water: Aer to solid ratio: 30%,
CR/DP: 14%
- Stirring homogeneously
Feed flow (30ml/mins)
Testing according
to TCCS
18
(softly dried powder, pale yellowish brown, homogeneous, bitter
taste, typical smell); weight loss due to drying (≤5%); total ash
(15%); limits on heavy metals by AAS method (As ≤ 1.0 mg/kg; Cd
≤ 1.0 mg/kg; Hg ≤ 0.1 mg/kg; Pb ≤ 3.0 mg/kg); bacterial
contamination (agar plate method according to Vietnamese
Pharmacopoeia V); oleanolic acid qualification: according to TLC
method; SPN content quantification ≥ 100 mg/g and ≤ 200 mg/g
calculated according to AO by UV - Vis method; AO content
quantification ≥ 7.5 mg/g and ≤ 12,5 mg/g by HPLC.
3.2.2. Results of the evaluation of the stability of dried extract
powder from T. palmata leaves
Results showed that all evaluation criteria after 6 months in
the accelerated aging condition and 12 months in long-term
condition were all seen little changes and still reached the
institutional standard of pharmaceutical.
3.3. Results of evaluating the immune enhancement effects and
the toxicity of dried extract powder from T. palmata leaves on
experimental animals
3.3.1. Evaluate the immune enhancement effect
- On the general immunological indices: Dried extract powder
from T. palmata leaves at both doses of 400 and 800 mg/kg had no
effect of increasing the volume of lymphoid organs, but caused
increased lymphocytes. T. palmata extract powder at 1st dose
increased the number of peripheral white blood cells and increases
the number of neutrophils. Whereas 2nd dose reduced the number of
white blood cells and neutrophils.
19
- On humoral immunity indicators: Two doses of T. palmata
extract powder both had the effect of increasing the concentration of
IgG in peripheral blood.
- On the cell-mediated immunity indices: T. palmata extract
powder at both doses had the effect of increasing the secretion of IL-
2, 1st dose reduced TNF-α secretion, whereas 2nd dose caused
increased secretion of TNF-α.
3.3.2. Assess toxicity
3.3.2.1. Acute toxicity: Results showed that the mortality rate of mice
and the level of dose of dried T. palmata extract powder was strongly
correlated with correlation coefficient r² = 0.9707 and the regression
equation was y = 4.738e0.016x. Then, LD50 = 10.54 (8.79 - 12.65) g of
T. palmata extract powder/kg, which was 26.35 times higher than the
estimated effective dose.
3.3.2.2. Semi-chronic toxicity: Monitored for 90 consecutive days,
the lots of mice administered T. palmata extract powder at the dose
of 240 mg/kg/day and the dose of 720 mg/kg/day showed that: all
mice were healthy, weight gain well and regularly; no changes in the
hematological indices and the biochemical criteria for liver and
kidney function evaluation; no damages on liver, spleen and kidney
histopathology.
CHAPTER 4: DISCUSSION
4.1. About formulating preparation process
4.1.1. Identify tracer groups
Identified the main group of compounds in the leaves of T.
palmata as saponins. The thesis had isolated six triterpenoid saponin
compounds; including four known saponins and two new
20
compounds; contributing to the chemistry database for this species.
SPNs were a group of substances with many immunological effects
that have been studied. Among the known compounds,
kalopanaxsaponin H has been studied for a number of biological
effects such as antitumor and cancer cell-selective toxicity. Oleanolic
acid has been proven a lot of pharmacological effects related to
immunity such as anti-cancer, anti-diabetes, anti-inflammatory, liver
protection, antioxidant, antibacterial, ... Therefore our thesis used
total SPN and AO as tracers.
4.1.2. Choose two quantitative methods
Our thesis used two quantitative methods: SPN was quantified
by UV-Vis spectroscopy method, and AO was quantified by HPLC
method. This is necessary because it will contribute to increased
rigor and accuracy in product quality assessment. The formulation
and validation of both quantitative methods were carried out in
accordance with ICH guidelines, showing that the quantitative
process met the requirements of the analytical method.
4.1.3. The institutional standard of T. palmata leaves
Currently, in Vietnam and in the world, there have not been
many research publications on T. palmata, there is no treatise on T.
palmata in the pharmacopeias. In this study, we proposed the
institutional standard based on samples collected in 5 provinces to
evaluate the quality of raw T. palmata leaves.
4.1.4. The process of preparing extract powder from T. palmata
leaves
Ultrasonic extraction has been being applied more and more at
laboratory to industry. Comparison between extraction methods
21
shows that ultrasonic extraction method has significantly improved
extraction efficiency but at lower temperature and shorter time. In
this study, ultrasonic extraction was used to investigate with the
survey parameters: particle size of pharmaceutical raw material, type
of extraction solvent, DM/DL ratio, extraction temperature and time.
Within the framework of the thesis, ultrasonic extraction equipment
had fixed the frequency of ultrasonic waves as 60 kHz, thereby the
influence of ultrasonic frequency (a factor with great influence on
extraction efficiency) had not been investigated.
4.1.5. Regarding extraction, concentration equipment and results
of 3: 1 extract preparation
After selecting parameters of extraction procedure, extract 3
consecutive batches, each batch of 2kg on 30-liter SM30 extraction
device, 60kHz ultrasonic frequency, 8 ultrasound heads, 400W
ultrasound power. Ultrasonic devices are typically characterized by
ultrasonic frequencies (usually in the range of 20 - 100kHz) and
ultrasonic power, but the structure of the device also affects the
extraction process. In this study, the ultrasonic device with the
ultrasound heads is fixed to the ultrasonic frequency at 60kHz, so it
is not possible to investigate the effects of ultrasonic frequencies.
Therefore, when scaling up equipment with other ultrasonic
frequencies, it is necessary to calculate and re-evaluate the process
parameters to achieve the desired extraction purpose.
4.1.6. Prepare dried extract powder from T. palmata leaves by spray
drying
In this thesis, the spray-drying method was selected to prepare
dried extract powder from T. palmata leaves because this is a drying
technique with many advantages and currently being widely applied
22
even at the industrial scale domestically. In order to develop the
preparation process of dried extract powder from T. palmata leaves
by spray-drying method, it is necessary to examine the parameters of
the device (inlet gas temperature, feed flow rate) and the parameters
spraying feed (solid ratio, type, excipient ratio). The parameters of
the product to be assessed were: weight loss due to drying,
hygroscopic property, apparent density, flowability, spray drying
efficiency, active ingredient content, and efficiency.
- The excipients selected for the survey were Mal, Aer, a
mixture of Mal and Aer, Starch 1500, lactose. Aer was chosen
because it has the effect of protecting active ingredients, regulating
the flowability, improving the moisture absorption ...
- Results of the investigations showed that when the Aer ratio
increased, both the spray drying efficiency and other
physicochemical indicators of the product were improved, the
collection efficiency of the active ingredient also increased slightly,
proving that Aer showed certain protective ability for active
ingredients, but the total saponin content tended to decrease, this is
due to the concentration dilution phenomena. In this study, selecting
an excipient ratio of 30% was appropriate.
- Investigation results showed that spray drying formulas at
d
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